0001209191-16-106243.txt : 20160304 0001209191-16-106243.hdr.sgml : 20160304 20160304190403 ACCESSION NUMBER: 0001209191-16-106243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22619 PACIFIC COAST HWY CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: 3104567799 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HWY CITY: MALIBU STATE: CA ZIP: 90265 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: California Capital Z, LLC CENTRAL INDEX KEY: 0001560407 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 161486630 BUSINESS ADDRESS: STREET 1: 10182 CULVER BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 BUSINESS PHONE: (310) 836-6400 MAIL ADDRESS: STREET 1: 10182 CULVER BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOON-SHIONG PATRICK CENTRAL INDEX KEY: 0001189020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 161486631 MAIL ADDRESS: STREET 1: 9922 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 FORMER NAME: FORMER CONFORMED NAME: SOON SHIONG PATRICK DATE OF NAME CHANGE: 20020912 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-03 0 0001009829 JAKKS PACIFIC INC JAKK 0001189020 SOON-SHIONG PATRICK 9922 JEFFERSON BOULEVARD CULVER CITY CA 90232 0 0 1 0 0001560407 California Capital Z, LLC 9922 JEFFERSON BOULEVARD CULVER CITY CA 90232 0 0 1 0 Common Stock 239622 D Common Stock 2016-03-03 4 S 0 1000000 7.45 D 2961054 I Through California Capital Warrant 16.2823 2012-09-12 2017-09-12 Common Stock 1500000 1500000 I Through NantWorks LLC These shares of common stock were sold on the open market. The price reported in Column 4 is the price per share. Dr. Patrick Soon-Shiong is the sole member of California Capital Z, LLC. California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC. /s/ Patrick Soon-Shiong 2016-03-04 /s/ Charles Kenworthy, Manager of California Capital Z, LLC 2016-03-04