-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QEJ5Lp3sisX5upJFca2Ty1Y2vy6QEdUjT1q4W9IWRPS4fCB0L/bLuXmszvVeCgqG armHCsPHctIKowH7dpfF6g== 0001209191-04-001640.txt : 20040106 0001209191-04-001640.hdr.sgml : 20040106 20040106165907 ACCESSION NUMBER: 0001209191-04-001640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040101 FILED AS OF DATE: 20040106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22761 PACIFIC COAST HWY STREET 2: #B202 CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: 3104567799 MAIL ADDRESS: STREET 1: 22761 PACIFIC COAST HWY STREET 2: B202 CITY: MALIBU STATE: CA ZIP: 90265 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN JACK CENTRAL INDEX KEY: 0001266265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28104 FILM NUMBER: 04510818 BUSINESS ADDRESS: STREET 1: 22619 PACIFIC COAST HIGHWAY CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: 3104556280 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HIGHWAY CITY: MALIBU STATE: CA ZIP: 90265 4 1 bcc95459_bcc7jf.xml MAIN DOCUMENT DESCRIPTION X0201 42004-01-0100001009829JAKKS PACIFIC INC JAKK0001266265FRIEDMAN JACK22619 PACIFIC COAST HIGHWAYMALIBUCA902651100Chairman & CEOCOMMON STOCK2004-01-014A012000013.15A582272DOPTIONS16.252007-07-11COMMON STOCK175000DOPTIONS7.8752006-06-22COMMON STOCK18955DOPTIONS7.8752005-09-15COMMON STOCK107991DOPTIONS7.8752005-08-12COMMON STOCK55308DSuch 120,000 shares were issued pursuant to the terms of Holder's 1/1/03 Employment Agreement with the Issuer and are further subject to the terms of that certain Jaunuary 1, 2004 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. The Agreement provides that the Holder will forfeit his rights to all 120,000 shares unless certain conditions precedent are met prior to January 1, 2005, including the condition that the Issuer's Pre-Tax Income (as defined in the Agreement) for 2004 exceeds $2,000,000, whereupon the forfeited shares will become authorized but unissued shares of the Issuer's common stock.The Agreement prohibits the Holder from selling, assigning, transferring, pledging or otherwise encumbering (a) 60,000 of the 120,000 shares prior to January 1, 2005 and (b) the remaining 60,000 shares prior to January 1, 2006; provided, however, that if the Issuer's Pre-Tax Income for 2004 exceeds $2,000,000 and the Issuer's Adjusted EPS Growth (as defined in the Agreement) for 2004 increases by certain percentages as set forth in the Agreement, the vesting of some or all of the 60,000 shares that would otherwise vest on January 1, 2006 will be accelerated to the date the Adjusted EPS Growth is determined.Represents the closing price of the Issuer's common stock on 12/31/03, as reported by Nasdaq.This option is immediately exercisable, except as follows: 26,250 shares become exercisable on 7/12/04, 43,750 shares become exercisable on 7/12/05 and 52,500 shares become exercisable on 7/12/06.This option is immediately exercisable, except as follows: 4,739 shares become exercisable on 6/23/04 and 5,687 shares become exercisable on 6/23/05.This option is immediately exercisable, except as follows: 32,396 shares become exercisable on 9/15/04.This option is immediately exercisable, except as follows: 16,593 shares become exercisable on 8/12/04./s/ Jack Friedman2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----