0001185185-24-000024.txt : 20240103 0001185185-24-000024.hdr.sgml : 20240103 20240103212243 ACCESSION NUMBER: 0001185185-24-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN STEPHEN G CENTRAL INDEX KEY: 0001275342 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 24509578 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HWY CITY: MALIBU STATE: CA ZIP: 90265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 ownership.xml X0508 4 2024-01-01 0 0001009829 JAKKS PACIFIC INC JAKK 0001275342 BERMAN STEPHEN G C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 1 1 0 0 CEO, President and Secretary 0 Common Stock 2024-01-01 4 M 0 13204 35.55 A 147570 D Common Stock 2024-01-01 4 M 0 21355 35.55 A 168925 D Common Stock 2024-01-01 4 M 0 71406 35.55 A 240331 D Common Stock 2024-01-01 4 M 0 66705 35.55 A 307036 D Common Stock 2024-01-01 4 F 0 6952 35.55 D 300084 D Common Stock 2024-01-01 4 F 0 11243 35.55 D 288841 D Common Stock 2024-01-01 4 F 0 37595 35.55 D 251246 D Common Stock 2024-01-01 4 F 0 35120 35.55 D 216126 D Restricted Stock Unit ("RSU") 2024-01-01 4 M 0 13204 35.55 D Common Stock 13204 0 D Restricted Stock Unit ("RSU") 2024-01-01 4 M 0 21355 35.55 D Common Stock 21356 21355 D Restricted Stock Unit ("RSU") 2024-01-01 4 M 0 71406 35.55 D Common Stock 71405 71407 D Restricted Stock Unit ("RSU") 2024-01-01 4 M 0 66705 35.55 D Common Stock 71405 133409 D Restricted Stock Unit ("RSU") 2024-01-01 4 A 0 98453 35.55 A Common Stock 98453 98453 D Vested according to the terms of the RSU described in a previous filing. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. Does not include additional RSUs previously granted and reported with different vesting terms. All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020. /s/ Stephen G. Berman 2024-01-03