0001185185-24-000024.txt : 20240103
0001185185-24-000024.hdr.sgml : 20240103
20240103212243
ACCESSION NUMBER: 0001185185-24-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240101
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN STEPHEN G
CENTRAL INDEX KEY: 0001275342
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 24509578
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
ownership.xml
X0508
4
2024-01-01
0
0001009829
JAKKS PACIFIC INC
JAKK
0001275342
BERMAN STEPHEN G
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
SANTA MONICA
CA
90405
1
1
0
0
CEO, President and Secretary
0
Common Stock
2024-01-01
4
M
0
13204
35.55
A
147570
D
Common Stock
2024-01-01
4
M
0
21355
35.55
A
168925
D
Common Stock
2024-01-01
4
M
0
71406
35.55
A
240331
D
Common Stock
2024-01-01
4
M
0
66705
35.55
A
307036
D
Common Stock
2024-01-01
4
F
0
6952
35.55
D
300084
D
Common Stock
2024-01-01
4
F
0
11243
35.55
D
288841
D
Common Stock
2024-01-01
4
F
0
37595
35.55
D
251246
D
Common Stock
2024-01-01
4
F
0
35120
35.55
D
216126
D
Restricted Stock Unit ("RSU")
2024-01-01
4
M
0
13204
35.55
D
Common Stock
13204
0
D
Restricted Stock Unit ("RSU")
2024-01-01
4
M
0
21355
35.55
D
Common Stock
21356
21355
D
Restricted Stock Unit ("RSU")
2024-01-01
4
M
0
71406
35.55
D
Common Stock
71405
71407
D
Restricted Stock Unit ("RSU")
2024-01-01
4
M
0
66705
35.55
D
Common Stock
71405
133409
D
Restricted Stock Unit ("RSU")
2024-01-01
4
A
0
98453
35.55
A
Common Stock
98453
98453
D
Vested according to the terms of the RSU described in a previous filing.
Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Does not include additional RSUs previously granted and reported with different vesting terms.
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.
/s/ Stephen G. Berman
2024-01-03