0001185185-23-000195.txt : 20230309 0001185185-23-000195.hdr.sgml : 20230309 20230309183739 ACCESSION NUMBER: 0001185185-23-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221120 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimble John Louis CENTRAL INDEX KEY: 0001795096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 23721143 MAIL ADDRESS: STREET 1: 49 8TH STREET CITY: HERMOSA BEACH STATE: CA ZIP: 90254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 ownership.xml X0306 4 2022-11-20 0 0001009829 JAKKS PACIFIC INC JAKK 0001795096 Kimble John Louis C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 0 1 0 0 Chief Financial Officer Common Stock 2022-11-20 4 M 0 4412 18.54 A 91821 D Common Stock 2022-11-20 4 M 0 2206 18.54 A 94027 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 4412 18.54 D Common Stock 4412 0 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 2206 18.54 D Common Stock 2206 2206 D Restricted Stock Unit ("RSU") 2023-01-01 4 D 0 2206 18.54 D Common Stock 2206 0 D Vested according to the terms of the RSU described in a previous filing. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. Represents shares underlying RSUs which did not meet the vesting performance criteria and were forfeited. Does not include additional RSUs previously granted and reported with different vesting terms. All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020. /s/ JOHN L. KIMBLE 2023-03-09