0001185185-23-000011.txt : 20230105
0001185185-23-000011.hdr.sgml : 20230105
20230105170622
ACCESSION NUMBER: 0001185185-23-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230105
DATE AS OF CHANGE: 20230105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGRATH JOHN JOSEPH
CENTRAL INDEX KEY: 0001527634
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 23512354
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HIGHWAY
CITY: MALIBU
STATE: CA
ZIP: 90265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
ownership.xml
X0306
4
2023-01-01
0
0001009829
JAKKS PACIFIC INC
JAKK
0001527634
MCGRATH JOHN JOSEPH
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
SANTA MONICA
CA
90405
0
1
0
0
Chief Operating Officer
Common Stock
2023-01-01
4
M
0
6803
17.49
A
55567
D
Common Stock
2023-01-01
4
M
0
4401
17.49
A
59968
D
Common Stock
2023-01-01
4
M
0
7119
17.49
A
67087
D
Common Stock
2023-01-01
4
M
0
25591
17.49
A
92678
D
Common Stock
2023-01-01
4
F
0
2895
17.49
D
89783
D
Common Stock
2023-01-01
4
F
0
1883
17.49
D
87900
D
Common Stock
2023-01-01
4
F
0
3030
17.49
D
84870
D
Common Stock
2023-01-01
4
F
0
9845
17.49
D
75025
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
6803
17.49
D
Common Stock
6803
0
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
4401
17.49
D
Common Stock
4401
4401
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
7119
17.49
D
Common Stock
7119
14237
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
25591
17.49
D
Common Stock
25591
25590
D
Restricted Stock Unit ("RSU")
2023-01-01
4
A
0
29731
17.49
D
Common Stock
29731
29731
D
Vested according to the terms of the RSU described in a previous filing.
Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.
Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Does not include additional RSUs previously granted and reported with different vesting terms.
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.
/s/ John J. McGrath
2023-01-05