0001185185-23-000011.txt : 20230105 0001185185-23-000011.hdr.sgml : 20230105 20230105170622 ACCESSION NUMBER: 0001185185-23-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGRATH JOHN JOSEPH CENTRAL INDEX KEY: 0001527634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 23512354 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HIGHWAY CITY: MALIBU STATE: CA ZIP: 90265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 ownership.xml X0306 4 2023-01-01 0 0001009829 JAKKS PACIFIC INC JAKK 0001527634 MCGRATH JOHN JOSEPH C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 0 1 0 0 Chief Operating Officer Common Stock 2023-01-01 4 M 0 6803 17.49 A 55567 D Common Stock 2023-01-01 4 M 0 4401 17.49 A 59968 D Common Stock 2023-01-01 4 M 0 7119 17.49 A 67087 D Common Stock 2023-01-01 4 M 0 25591 17.49 A 92678 D Common Stock 2023-01-01 4 F 0 2895 17.49 D 89783 D Common Stock 2023-01-01 4 F 0 1883 17.49 D 87900 D Common Stock 2023-01-01 4 F 0 3030 17.49 D 84870 D Common Stock 2023-01-01 4 F 0 9845 17.49 D 75025 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 6803 17.49 D Common Stock 6803 0 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 4401 17.49 D Common Stock 4401 4401 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 7119 17.49 D Common Stock 7119 14237 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 25591 17.49 D Common Stock 25591 25590 D Restricted Stock Unit ("RSU") 2023-01-01 4 A 0 29731 17.49 D Common Stock 29731 29731 D Vested according to the terms of the RSU described in a previous filing. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. Does not include additional RSUs previously granted and reported with different vesting terms. All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020. /s/ John J. McGrath 2023-01-05