0001185185-23-000009.txt : 20230105 0001185185-23-000009.hdr.sgml : 20230105 20230105170515 ACCESSION NUMBER: 0001185185-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221025 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimble John Louis CENTRAL INDEX KEY: 0001795096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 23512348 MAIL ADDRESS: STREET 1: 49 8TH STREET CITY: HERMOSA BEACH STATE: CA ZIP: 90254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 ownership.xml X0306 4 2022-10-25 0 0001009829 JAKKS PACIFIC INC JAKK 0001795096 Kimble John Louis C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 0 1 0 0 Chief Financial Officer Common Stock 2023-01-01 4 M 0 17742 17.49 A 87409 D Restricted Stock Unit ("RSU") 2023-01-01 4 M 0 17742 17.49 D Common Stock 17742 35486 D Restricted Stock Unit ("RSU") 2023-01-01 4 A 0 48236 17.49 D Common Stock 48236 48236 D Restricted Stock Unit ("RSU") 2022-10-25 4 A 0 41988 19.32 D Common Stock 41988 41988 D Vested according to the terms of the RSU described in a previous filing. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ. Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ. Does not include additional RSUs previously granted and reported with different vesting terms. RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest. All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020. /s/ JOHN L. KIMBLE 2023-01-05