0001185185-22-000023.txt : 20220107
0001185185-22-000023.hdr.sgml : 20220107
20220107173353
ACCESSION NUMBER: 0001185185-22-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220105
FILED AS OF DATE: 20220107
DATE AS OF CHANGE: 20220107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN STEPHEN G
CENTRAL INDEX KEY: 0001275342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 22519074
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
ownership.xml
X0306
4
2022-01-05
0
0001009829
JAKKS PACIFIC INC
JAKK
0001275342
BERMAN STEPHEN G
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
SANTA MONICA
CA
90405
1
1
0
0
CEO, President and Secretary
Common Stock
2022-01-05
4
S
0
9704
10.29
D
142114
D
Common Stock
2022-01-06
4
S
0
15602
9.68
D
126512
D
Common Stock
2022-01-07
4
S
0
9100
9.58
D
117412
D
Restricted Stock Units ("RSU")
2022-01-01
4
A
0
0
A
Common Stock
214218
214218
D
RSU
2021-01-01
4
A
0
0
A
Common Stock
64067
64067
D
RSU
2020-01-01
4
A
0
0
A
Common Stock
26408
26408
D
RSU
2019-01-01
4
A
0
0
A
Common Stock
166669
166669
D
Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.
Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.
Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.
The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.
/s/ Stephen G. Berman
2022-01-07