0001144204-13-000577.txt : 20130103 0001144204-13-000577.hdr.sgml : 20130103 20130103195950 ACCESSION NUMBER: 0001144204-13-000577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN STEPHEN G CENTRAL INDEX KEY: 0001275342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 13509407 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HWY CITY: MALIBU STATE: CA ZIP: 90265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22619 PACIFIC COAST HWY STREET 2: SUITE 250 CITY: MALIBU STATE: CA ZIP: 90265 BUSINESS PHONE: 3104567799 MAIL ADDRESS: STREET 1: 22619 PACIFIC COAST HWY STREET 2: SUITE 250 CITY: MALIBU STATE: CA ZIP: 90265 4 1 v331322_form4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-31 0 0001009829 JAKKS PACIFIC INC JAKK 0001275342 BERMAN STEPHEN G C/O JAKKS PACIFIC, INC. 22619 PACIFIC COAST HIGHWAY MALIBU CA 90265 1 1 0 0 CEO, President & Secretary Common Stock 2012-12-31 4 D 0 35435 12.52 D 143881 D Common Stock 2013-01-01 4 A 0 279553 12.52 A 423434 D Reflects the forfeiture of 35,435 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2012 Restricted Stock Award Agreement by and between the Holder and the Issuer. Represents the closing price of the Issuer's common stock on 12/31/12, as reported by Nasdaq. Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer. Such 279,553 shares were issued pursuant to the terms of Holder's Employment Agreement with the Issuer (as amended and clarified to date) and are further subject to the terms of that certain January 1, 2013 Restricted Stock Award Agreement (the "Agreement") by and between the Holder and the Issuer. The 279,553 shares will vest pursuant to terms to be determined by the Issuer's Compensation Committee based upon performance criteria it establishes during the first quarter of the year of grant. /s/ Stephen G. Berman 2013-01-02