0001019056-23-000078.txt : 20230126 0001019056-23-000078.hdr.sgml : 20230126 20230126161036 ACCESSION NUMBER: 0001019056-23-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Lawrence I CENTRAL INDEX KEY: 0001759132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 23557791 MAIL ADDRESS: STREET 1: 1578 SUSSEX TURNPIKE STREET 2: BUILDING 5 CITY: RANDOLPH STATE: NJ ZIP: 07689 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 rosen.xml FORM 3 X0306 4 2021-06-24 0 0001009829 JAKKS PACIFIC INC JAKK 0001759132 Rosen Lawrence I 1578 SUSSEX TURNPIKE BUILDING 5 RANDOLPH NJ 07689 0 0 1 0 Common Stock 2021-06-24 4 P 0 4010 11.34 A 889716 D Common Stock 2021-06-28 4 P 0 12000 11.23 A 901716 D Common Stock 2021-07-06 4 P 0 47599 13.45 A 949315 D Common Stock 2021-07-07 4 P 0 20000 12.91 A 969315 D Common Stock 2021-07-08 4 P 0 10058 11.51 A 979373 D Common Stock 2021-07-09 4 P 0 10800 11.36 A 990173 D Common Stock 2021-07-12 4 P 0 8700 11.22 A 998873 D Common Stock 2021-07-15 4 P 0 5800 10.94 A 1004673 D Common Stock 2021-08-05 4 P 0 1116 14.97 A 1005789 D Common Stock 2021-08-06 4 P 0 5130 14.43 A 1010919 D Common Stock 2021-10-08 4 S 0 5000 12.06 D 1005919 D These transactions should have been reported within two business days of the transaction date. The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. This sale resulted in a short swing profit of $20,868.30 which the Reporting Person is returning to the issuer, subject to the issuer's review of disgorgement calculation and calculation methodology and material agreement. /s/ Lawrence I. Rosen 2023-01-26