0001019056-23-000078.txt : 20230126
0001019056-23-000078.hdr.sgml : 20230126
20230126161036
ACCESSION NUMBER: 0001019056-23-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210624
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen Lawrence I
CENTRAL INDEX KEY: 0001759132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 23557791
MAIL ADDRESS:
STREET 1: 1578 SUSSEX TURNPIKE
STREET 2: BUILDING 5
CITY: RANDOLPH
STATE: NJ
ZIP: 07689
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
rosen.xml
FORM 3
X0306
4
2021-06-24
0
0001009829
JAKKS PACIFIC INC
JAKK
0001759132
Rosen Lawrence I
1578 SUSSEX TURNPIKE
BUILDING 5
RANDOLPH
NJ
07689
0
0
1
0
Common Stock
2021-06-24
4
P
0
4010
11.34
A
889716
D
Common Stock
2021-06-28
4
P
0
12000
11.23
A
901716
D
Common Stock
2021-07-06
4
P
0
47599
13.45
A
949315
D
Common Stock
2021-07-07
4
P
0
20000
12.91
A
969315
D
Common Stock
2021-07-08
4
P
0
10058
11.51
A
979373
D
Common Stock
2021-07-09
4
P
0
10800
11.36
A
990173
D
Common Stock
2021-07-12
4
P
0
8700
11.22
A
998873
D
Common Stock
2021-07-15
4
P
0
5800
10.94
A
1004673
D
Common Stock
2021-08-05
4
P
0
1116
14.97
A
1005789
D
Common Stock
2021-08-06
4
P
0
5130
14.43
A
1010919
D
Common Stock
2021-10-08
4
S
0
5000
12.06
D
1005919
D
These transactions should have been reported within two business days of the transaction date.
The reported price is a weighted average price. The Reporting Person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
This sale resulted in a short swing profit of $20,868.30 which the Reporting Person is returning to the issuer, subject to the issuer's review of disgorgement calculation and calculation methodology and material agreement.
/s/ Lawrence I. Rosen
2023-01-26