0001770907-19-000007.txt : 20190405 0001770907-19-000007.hdr.sgml : 20190405 20190405183235 ACCESSION NUMBER: 0001770907-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190403 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Jayme L. CENTRAL INDEX KEY: 0001447591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 19736137 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-04-03 0 0001009759 CAPSTONE TURBINE Corp CPST 0001447591 Brooks Jayme L. 16640 STAGG STREET VAN NUYS CA 91406 0 1 0 0 EVP & CFO Common Stock 2019-04-03 4 A 0 146186 0 A 458159 D Performance Restricted Stock Unit (PRSU) 0 2019-04-03 4 A 0 48729 0 A 2019-04-03 2022-04-03 Common Stock 48729 48729 D Each PRSU represents a contingent right to receive one share of CPST common stock. Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period. Jayme Brooks, Reporting Person 2019-04-05