-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNEYtZYf8kpgqxJWAPYYd3WksPipp57RmUef/VM4aexn741OcEYJrQ5z86Dkr5Ky +r/BNICD0wB0h3y8yPSTWQ== 0001388926-09-000001.txt : 20090206 0001388926-09-000001.hdr.sgml : 20090206 20090206195344 ACCESSION NUMBER: 0001388926-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080205 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crouse James D CENTRAL INDEX KEY: 0001388926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 09578739 BUSINESS ADDRESS: BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-02-05 0 0001009759 CAPSTONE TURBINE CORP cpst 0001388926 Crouse James D 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 EVP Sales & Marketing Common Stock 2008-02-05 4 F 0 21275 1.52 D 198725 D Common Stock 2009-02-05 4 F 0 21525 0.93 D 177200 D The reporting person inadvertently failed to report withholding of shares to pay taxes on restricted stock units that vested on February 5, 2008. James D. Crouse, Reporting Person 2009-02-06 -----END PRIVACY-ENHANCED MESSAGE-----