-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGv57OD5TMPx3TWcQZeFWJ0MQz0q8JjSrt6spHiUSsbiamXjHgjAWWYpfMMv7hIq iCwVd3pPRXaCs/Re4mSpVA== 0001360757-08-000001.txt : 20081212 0001360757-08-000001.hdr.sgml : 20081212 20081212180036 ACCESSION NUMBER: 0001360757-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081210 FILED AS OF DATE: 20081212 DATE AS OF CHANGE: 20081212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilbreth Mark CENTRAL INDEX KEY: 0001360757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 081247851 BUSINESS ADDRESS: BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-12-10 0 0001009759 CAPSTONE TURBINE CORP cpst 0001360757 Gilbreth Mark 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 EVP Operations & CTO Common Stock 2008-12-10 4 A 0 20000 0 A 145000 D Employee Stock Option (Right-To-Buy) 0.87 2008-12-10 4 A 0 75000 0 A 2009-12-10 2018-12-10 Common Stock 75000 75000 D 25% of the option vests on this date; and 1/48th of the shares vest monthly thereafter. Mark Gilbreth, Reporting Person 2008-12-12 -----END PRIVACY-ENHANCED MESSAGE-----