-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LOhMSv1GJ8xtqZLyRc4QxIubTd0yS6r869WavBiqF0lq1j3d2FE2nXoxGFOz3xKR aukXNR9GAF+zx2VBngH/yw== 0001209191-05-056363.txt : 20051109 0001209191-05-056363.hdr.sgml : 20051109 20051109143933 ACCESSION NUMBER: 0001209191-05-056363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estus Leigh L CENTRAL INDEX KEY: 0001343789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 051189400 BUSINESS ADDRESS: BUSINESS PHONE: 818 734 5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER NAME: FORMER CONFORMED NAME: Eustus Leigh L DATE OF NAME CHANGE: 20051108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 bna98235_bna01estusform4.xml MAIN DOCUMENT DESCRIPTION X0202 4 2005-11-07 0001009759 CAPSTONE TURBINE CORP CPST 0001343789 Estus Leigh L 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 VP Operations Stock Option 2.75 2005-11-07 4 A 0 500000 0 A 2015-11-07 Common Stock 500000 500000 D 125,000 shares will become exercisable on 11/7/2006; the remaining 375,000 shares will vest on a pro rata basis over the ensuing 36 months. /s/ Leigh L. Estus 2005-11-08 -----END PRIVACY-ENHANCED MESSAGE-----