-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QjDAt62F07AIdWKG1+RmPZfiembmcrQKFphf+Hq+eGyKPQvtiOf2e1C3RdH/KAGT 1W/QJWu6cTsvEWx2hlPKXA== 0001179110-06-011092.txt : 20060516 0001179110-06-011092.hdr.sgml : 20060516 20060516174238 ACCESSION NUMBER: 0001179110-06-011092 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060301 FILED AS OF DATE: 20060516 DATE AS OF CHANGE: 20060516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAGGERS JOHN V CENTRAL INDEX KEY: 0001033563 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 06847171 BUSINESS ADDRESS: STREET 1: 13455 NOEL RD #1670 STREET 2: C/O SEVIN ROSEN FUNDS CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL ROAD, SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2006-03-01 2006-03-03 0 0001009759 CAPSTONE TURBINE CORP CPST 0001033563 JAGGERS JOHN V 13455 NOEL ROAD SUITE 1670 DALLAS TX 75240 1 0 0 0 Common Stock 2006-03-01 4 A 0 2334 3.16 A 90630 D Common Stock 54673 I See Footnote Total common shares of 54,673 represents 43,087 of such common shares currently held by Sevin Rosen Fund V L.P. ("SRFV"), 1,842 of such common shares currently held by Sevin Rosen V Affiliates Fund L.P. ("SRV AFF"), 16 of such common shares currently held by SRB Associates VII L.P. ("SRBVII"), and 9,728 of such common shares currently held by Sevin Rosen VII Affiliates Fund L.P. ("SRVII AFF"). John Jaggers ("Jaggers") is a general partner of of SRBVII and the general partner of the general partner of SRFV, SRV AFF, and SRVII AFF. Jaggers disclaims beneficial ownership of these shares except to his proportionate partnership interest in these shares. John V. Jaggers 2006-05-16 -----END PRIVACY-ENHANCED MESSAGE-----