0001104659-16-119295.txt : 20160509 0001104659-16-119295.hdr.sgml : 20160509 20160509165627 ACCESSION NUMBER: 0001104659-16-119295 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 161632449 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 15-12B 1 a16-10653_11512b.htm 15-12B

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number  

001-15957

 

Capstone Turbine Corporation

(Exact name of registrant as specified in its charter)

 

21211 Nordhoff Street,

Chatsworth, California 91311

(818) 734-5300

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Preferred Stock Purchase Rights(1)

(Title of each class of securities covered by this Form)

 

Common Stock, par value $0.001 per share

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

x

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

o

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

x

 

 

 

 

 

 

 

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: None

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 15 to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

Capstone Turbine Corporation

 

 

 

 

 

 

 

 

 

 

Date:

May 9, 2016

 

By:

/s/ Darren Jamison

 

 

 

 

Name:

Darren Jamison

 

 

 

 

Title:

President and Chief Executive Officer

 

 

(1)  The preferred stock purchase rights (the “Rights”) expired on May 6, 2016 pursuant to the terms of the Rights Agreement, dated as of July 7, 2005, as amended by Amendment No. 1, dated as of July 3, 2008, Amendment No. 2, dated as of June 9, 2011, Amendment No. 3, dated as of July 1, 2014, Amendment No. 4, dated as of August 5, 2014, and Amendment No. 5, dated as of May 6, 2016, between Capstone Turbine Corporation  (the “Company”) and Computershare Inc., as successor-in-interest to Mellon Investor Services LLC. The Company initially filed a Form 8-A to register the Rights on July 8, 2005.