-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QsvOdTYhYyfRWT0ryNPF8zeoooIQJEOpgOHVyly+V/dgnZ++/lb+invBU2ttXtqp tZx2JvFXS2tRHJS4KraMiQ== 0001082848-06-000001.txt : 20060821 0001082848-06-000001.hdr.sgml : 20060821 20060821161737 ACCESSION NUMBER: 0001082848-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060821 DATE AS OF CHANGE: 20060821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON GARY D CENTRAL INDEX KEY: 0001082848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 061046399 BUSINESS ADDRESS: STREET 1: C/O NORTHEAST OPTIC NETWORK INC STREET 2: 391 TOTTEX POND RD. CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 9782874275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-18 0 0001009759 CAPSTONE TURBINE CORP cpst 0001082848 SIMON GARY D 21211 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Stock Option (right to buy) 2.03 2006-08-18 2006-08-18 4 A 0 10000 2.03 A 2006-11-18 2016-08-18 Common Stock 10000 10000 D Option vests quarterly over a one-year period. Robin Deyo, Power of Attorney for Gary Simon, Reporting Person 2006-08-21 -----END PRIVACY-ENHANCED MESSAGE-----