0001209191-20-006506.txt : 20200204 0001209191-20-006506.hdr.sgml : 20200204 20200204175557 ACCESSION NUMBER: 0001209191-20-006506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200201 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUTISTA ERNESTO III CENTRAL INDEX KEY: 0001223127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15903 FILM NUMBER: 20575245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARBO CERAMICS INC CENTRAL INDEX KEY: 0001009672 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 721100013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2819216400 MAIL ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-01 0 0001009672 CARBO CERAMICS INC CRR 0001223127 BAUTISTA ERNESTO III 575 N. DAIRY ASHFORD, STE. 300 HOUSTON TX 77079 0 1 0 0 Vice President and CFO Common Stock 2020-02-01 4 F 0 6666 0.205 D 149574 D Common Stock 2020-02-01 4 M 0 2996 A 152570 D Common Stock 2020-02-01 4 D 0 2996 0.205 D 149574 D Common Stock 2020-02-01 4 M 0 1493 A 151067 D Common Stock 2020-02-01 4 D 0 1493 0.205 D 149574 D Common Stock 2020-02-01 4 M 0 4356 A 153930 D Common Stock 2020-02-01 4 D 0 4356 0.205 D 149574 D Phantom Stock 2020-02-01 4 M 0 2996 0.00 D Common Stock 2996 0 D Phantom Stock 2020-02-01 4 M 0 1493 0.00 D Common Stock 1493 1493 D Phantom Stock 2020-02-01 4 M 0 4356 0.00 D Common Stock 4356 8712 D Each share of phantom stock is the economic equivalent of one share of CARBO Ceramics common stock and will be settled in cash based on the fair market value of such a share at the time of vesting. The phantom stock award will vest in three equal annual installments beginning on February 1, 2018. The phantom stock award will vest in three equal annual installments beginning on February 1, 2019. The phantom stock award will vest in three equal annual installments beginning on February 1, 2020. /s/ Robert J. Willette, attorney-in-fact for Ernesto Bautista III 2020-02-04