-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCyGrlxLsauDnIEcgUO3R4nVwUSq7mcjl+kP619sLvDoar9L3VFf5q73ddD+P9WW G2zqEjQwSDdJbfdlN1tSHA== 0001326112-07-000001.txt : 20070926 0001326112-07-000001.hdr.sgml : 20070926 20070926161822 ACCESSION NUMBER: 0001326112-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070924 FILED AS OF DATE: 20070926 DATE AS OF CHANGE: 20070926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Ian Edward CENTRAL INDEX KEY: 0001326112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 071136788 BUSINESS ADDRESS: BUSINESS PHONE: 408 333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-24 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001326112 Whiting Ian Edward 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, WW Sales Common Stock 2007-09-24 4 M 0 4500 4.82 A 129227 D Common Stock 2007-09-24 4 S 0 4500 8 D 124727 D Common Stock 2007-09-24 4 M 0 9000 5.64 A 133727 D Common Stock 2007-09-24 4 S 0 9000 8 D 124727 D Non-qualified Stock Option (right to buy) 4.82 2007-09-24 4 M 0 4500 0 D 2011-08-12 Common Stock 4500 30500 D Non-qualified Stock Option (right to buy) 5.64 2007-09-24 4 M 0 9000 0 D 2007-08-15 2010-08-15 Common Stock 9000 19125 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. 121,896 shares are subject to repurchase until the second anniversary of November 21, 2005, provided reporting person remains employed by the Company through such date (subject to certain exceptions). 2,831 shares were acquired through the Company's employee stock purchase plan on May 31, 2007. The remaining shares subject to the option vest on a monthly basis through August 12, 2008. /s/ Ian E. Whiting By: Richard Deranleau, Attorney-in Fact 2007-09-26 -----END PRIVACY-ENHANCED MESSAGE-----