0001209191-17-062184.txt : 20171121 0001209191-17-062184.hdr.sgml : 20171121 20171121184714 ACCESSION NUMBER: 0001209191-17-062184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUNER JUDY CENTRAL INDEX KEY: 0001112668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 171218059 MAIL ADDRESS: STREET 1: C/O SANDISK CORPORATION STREET 2: 601 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 1 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001112668 BRUNER JUDY 130 HOLGER WAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2017-11-17 2017-11-17 4 D 0 170487 12.75 D 0 D Non-Qualified Stock Option (right to buy) 5.70 2017-11-17 2017-11-17 4 D 0 20000 0.00 D Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 5.545 2017-11-17 2017-11-17 4 D 0 20000 0.00 D Common Stock 20000 0 D Restricted Stock Unit 2017-11-17 2017-11-17 4 D 0 16013 0.00 D Common Stock 16013 0 D Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. /s/ Jean Furter, Attorney-in-fact for Judy Bruner 2017-11-21