0001209191-11-054311.txt : 20111103 0001209191-11-054311.hdr.sgml : 20111103 20111103201811 ACCESSION NUMBER: 0001209191-11-054311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAYKO MICHAEL CENTRAL INDEX KEY: 0001229129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 111179109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 c24094_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-01 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001229129 KLAYKO MICHAEL 130 HOLGER WAY SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 2011-11-01 4 M 0 37667 0.0 A 341196 D Common Stock 2011-11-01 4 F 0 17582 4.17 D 323614 D Common Stock 2011-11-01 4 M 0 33334 0.0 A 356948 D Common Stock 2011-11-01 4 F 0 15560 4.17 D 341388 D Common Stock 667056 I By Trust Common Stock 22889 I By Daughter Restricted Stock Units 0.0 2011-11-01 4 M 0 37667 0.0 D 2012-11-01 Common Stock 37667 37666 D Restricted Stock Units 0.0 2011-11-01 4 M 0 33334 0.0 D 2013-11-01 Common Stock 33334 66666 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Reflects shares held by the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control. /s/ Jean Furter, Attorney-in-fact for Michael Klayko 2011-11-03