-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TTNB7jXvuyPKf3mP/2nzgDtwDEIaNb5ZlvMefQV4f2C2uJfWItaVUAVD/xHURwKu 3ShjwEt6TJq7sAfcZaMXAg== 0001209191-07-014745.txt : 20070301 0001209191-07-014745.hdr.sgml : 20070301 20070301202821 ACCESSION NUMBER: 0001209191-07-014745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070227 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Ian Edward CENTRAL INDEX KEY: 0001326112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 07665386 BUSINESS ADDRESS: BUSINESS PHONE: 408 333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 bpa27958_bpa1ew.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-02-27 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001326112 Whiting Ian Edward 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, WW Sales Common Stock 2007-02-27 4 M 0 23750 6.54 A 145646 D Common Stock 2007-02-27 4 S 0 23750 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 2167 6.54 A 124063 D Common Stock 2007-02-27 4 S 0 2167 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 32183 5.84 A 154079 D Common Stock 2007-02-27 4 S 0 32183 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 19166 6.00 A 141062 D Common Stock 2007-02-27 4 S 0 19166 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 10938 3.93 A 132834 D Common Stock 2007-02-27 4 S 0 10938 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 5000 4.82 A 126896 D Common Stock 2007-02-27 4 S 0 5000 9.11 D 121896 D Common Stock 2007-02-27 4 M 0 71875 5.64 A 193771 D Common Stock 2007-02-27 4 S 0 71875 9.11 D 121896 D Non-qualified stock option (right to buy) 6.54 2007-02-27 4 M 0 23750 0 D 2013-07-10 Common Stock 23750 0 D Non-qualified stock option (right to buy) 6.54 2007-02-27 4 M 0 2167 0 D 2013-07-10 Common Stock 2167 0 D Non-qualified stock option (right to buy) 5.84 2007-02-27 4 M 0 32183 0 D 2011-05-21 Common Stock 32183 7817 D Non-qualified stock option (right to buy) 6.00 2007-02-27 4 M 0 19166 0 D 2012-03-08 Common Stock 19166 40834 D Non-qualified stock option (right to buy) 3.93 2007-02-27 4 M 0 10938 0 D 2012-05-23 Common Stock 10938 109375 D Non-qualified stock option (right to buy) 4.82 2007-02-27 4 M 0 5000 0 D 2011-08-12 Common Stock 5000 35000 D Non-qualified stock option (right to buy) 5.64 2007-02-27 4 M 0 71875 0 D 2010-08-15 Common Stock 71875 28125 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2006. 13,750 options vested on February 1, 2003; 15,000 options vested on each of February 1, 2004 and February 1, 2005. 25,000 options vested yearly over four years beginning on October 27, 2003. 40,000 options vested on November 23, 2004; 2,222 options vested on December 21, 2004; 37,778 options vest on May 21, 2007. 17,500 options vest yearly beginning on March 8, 2006. 43,750 options vest yearly beginning on May 23, 2006. 13,334 options vested on August 12, 2005; 20,000 options vest yearly beginning on August 12, 2006. 25,000 options vested on August 15, 2005; 37,500 options vest yearly beginning on August 15, 2006. /s/ Tom MacMitchell, Attorney-in-Fact for Ian E. Whiting 2007-02-28 -----END PRIVACY-ENHANCED MESSAGE-----