-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FpC9+W8Bzok2AlDbJ6fvm/YYdocaYJum5w1e0uFOf+s4Q5zITDjWORFYqiSh7UCY psdYk0IE8Bvy/DbbBTaCSw== 0001209191-06-061723.txt : 20061128 0001209191-06-061723.hdr.sgml : 20061128 20061128213716 ACCESSION NUMBER: 0001209191-06-061723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061124 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Ian Edward CENTRAL INDEX KEY: 0001326112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 061243441 BUSINESS ADDRESS: BUSINESS PHONE: 408 333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-24 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001326112 Whiting Ian Edward 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, WW Sales Employee stock option (right to buy) 9.27 2006-11-24 4 A 0 100000 0.00 A 2013-11-24 Common stock 100000 100000 D Restricted stock units 2006-11-24 4 A 0 15000 0.00 A 2008-11-24 Common stock 15000 15000 D Options vest monthly over four years from date of grant, subject to acceleration in certain cases upon termination of employment following a change in control. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. The restricted stock units vest in full on November 24, 2008, subject to acceleration in certain cases upon termination of employment following a change in control. /s/ Thomas MacMitchell as attorney in fact for Ian Whiting 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----