-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SaNZBkT7eAJ/L2yxmzZ2oYpI8D+qlv9pvarHvctHw4Qpud2tCKFudk+RBfwho5OJ pzqqkoh5gxRi0i8Fed0F8A== 0001209191-06-043347.txt : 20060731 0001209191-06-043347.hdr.sgml : 20060731 20060731174445 ACCESSION NUMBER: 0001209191-06-043347 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060721 FILED AS OF DATE: 20060731 DATE AS OF CHANGE: 20060731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grewal Tejinder CENTRAL INDEX KEY: 0001370557 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 06992159 BUSINESS ADDRESS: BUSINESS PHONE: 408 333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-07-21 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001370557 Grewal Tejinder 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, Corporate Development Common Stock 84650 D Non-qualified Stock Option (right-to-buy) 4.04 2004-12-12 2011-08-12 Common Stock 14583 D Non-qualified Stock Option (right-to-buy) 4.82 2005-01-12 2011-08-12 Common Stock 160417 D Non-qualified Stock Option (right-to-buy) 6.00 2005-03-08 2012-03-08 Common Stock 175000 D Non-qualified Stock Option (right-to-buy) 5.25 2005-07-05 2011-07-08 Common Stock 350000 D Shares subject to vesting until the second anniversary of November 21, 2005, provided reporting person remains employed by the Company through such date. Options vest monthly beginning January 12, 2005 through August 12, 2008. In connection with a tender offer by Brocade Communications Systems, Inc. filed with the SEC on May 12, 2006 and ended on June 12, 2006, the reporting person agreed to the amendment of a portion of an option that was granted to him on August 12, 2004 to increase the exercise price per shares from $4.04 to $4.82. The reporting person will receive $125,125.26 promptly following January 1, 2007 as consideration for the amendment of the option. Options vest monthly over four years beginning on date of grant of March 8, 2005. Options vest 25% on the first anniversary of July 5, 2004 and monthly threafter over the remaining three year term. In connection with a tender offer by Brocade Communications Systems, Inc. filed with the SEC on May 12, 2006 and ended on June 12, 2006, the reporting person agreed to the amendment of a portion of an option that was granted to him on July 8, 2004 to increase the exercise price per shares from $5.15 to $5.25. The reporting person will receive $35,000.00 promptly following January 1, 2007 as consideration for the amendment of the option. /s/ Tejinder Grewal 2006-07-31 -----END PRIVACY-ENHANCED MESSAGE-----