-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TA8n7n/Q6QtIqFQ+qw4XjlnRc4/xgSjGv/e0RQjxMboHDW/KaGXkvxFyJJiaKlQp GvLGMenqTzXwjImUlhQV6A== 0001209191-06-036613.txt : 20060614 0001209191-06-036613.hdr.sgml : 20060614 20060614190521 ACCESSION NUMBER: 0001209191-06-036613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060614 DATE AS OF CHANGE: 20060614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Ian Edward CENTRAL INDEX KEY: 0001326112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 06905839 BUSINESS ADDRESS: BUSINESS PHONE: 408 333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-06-12 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001326112 Whiting Ian Edward 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, WW Sales Nonqualified stock option (right to buy) 5.53 2006-06-12 4 D 0 100000 0.11 D 2010-08-15 Common stock 100000 50000 D Nonqualified stock option (right to buy) 5.64 2006-06-12 4 A 0 100000 A 2010-08-15 Common stock 100000 150000 D Nonqualified stock option (right to buy) 4.04 2006-06-12 4 D 0 73334 0.78 D 2011-08-12 Common stock 73334 6666 D Nonqualified stock option (right to buy) 4.82 2006-06-12 4 A 0 73334 A 2011-08-12 Common stock 73334 80000 D Options vest over four years beginning on the date of grant of August 15, 2003. In connection with a tender offer by Brocade Communications Systems, Inc. filed with the SEC on May 12, 2006 and ended June 12, 2006, the reporting person agreed to the amendment of a portion of an option that was granted to him on August 15, 2003 to increase the exercise price per share from $5.53 to $5.64. The reporting person will receive $11,000.00 promptly following January 1, 2007 in consideration for the amendment of the option. Options vest monthly over four years from the date of grant of August 12, 2004. In connection with a tender offer by Brocade Communications Systems Inc. filed with the SEC on May 12, 2006 and ended on June 12, 2006, the reporting person agreed to the amendment of a portion of an option granted to him on August 12, 2004 to increase the exercise price from $4.04 to $4.82. The reporting person will receive $57,200.52 promptly following January 1, 2007 as consideration for the amendment of the option. /s/ Thomas MacMitchell as attorney in fact for the reporting person, Ian Whiting 2006-06-14 -----END PRIVACY-ENHANCED MESSAGE-----