-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLUFasjGma2jz7ysrcv3QfM5bdYtv4sUysKJFP2IWShC3ymZgIlIGuoAe9GkQPf8 kxHbbOvgH42AIWaG/AKOnw== 0001209191-06-036610.txt : 20060614 0001209191-06-036610.hdr.sgml : 20060614 20060614190059 ACCESSION NUMBER: 0001209191-06-036610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060614 DATE AS OF CHANGE: 20060614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deranleau Richard CENTRAL INDEX KEY: 0001347886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 06905834 BUSINESS ADDRESS: BUSINESS PHONE: 408333-5019 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-06-12 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001347886 Deranleau Richard 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, Chief Financial Officer Nonqualified stock option (right to buy) 5.52 2006-06-12 4 D 0 4000 0.26 D 2013-12-10 Common stock 4000 4000 D Nonqualified stock option (right to buy) 5.78 2006-06-12 4 A 0 4000 A 2013-12-10 Common stock 4000 8000 D Nonqualified stock option (right to buy) 5.68 2006-06-12 4 D 0 12250 0.03 D 2011-06-09 Common stock 12250 1750 D Nonqualified stock option (right to buy) 5.71 2006-06-12 4 A 0 12250 A 2011-06-09 Common stock 12250 14000 D Nonqualified stock option (right to buy) 5.59 2006-06-12 4 D 0 27188 1.48 D 2010-07-28 Common stock 27188 17812 D Options vest monthly over two years from date of grant of December 10, 2003. In connection with a tender offer by Brocade Communications Systems, Inc. filed with the SEC on May 12, 2006 and ended on June 12, 2006, the reporting person agreed to the amendment of a portion of an option that was granted to him on December 10, 2003 to increase the exercise price per share from $5.52 to $5.78. The reporting person will receive $1,040.00 promptly following January 1, 2007 as consideration for the amendment of the option. Options vest monthly over four years beginning on date of grant of June 9, 2004. In connection with a tender offer by Brocade Communications Systems Inc. filed with the SEC on May 12, 2006 and ended on June 12, 2006, the reporting person agreed to the amendment of a portion of an option granted to him on June 9, 2004 to increase the exercise price per share from $5.68 to $5.71. The reporting person will receive $367.50 promptly following January 1, 2007 as consideration for the amendment of the option. Options vest 25% on the first anniversary of the date of grant of July 28, 2003 and monthly thereafter over the remaining three year term. In connection with a tender offer by Brocade Communications Systems, Inc., filed with the SEC on May 12, 2006 and ended on June 12, 2006, a portion of the option granted to the reporting person on July 28, 2003 was canceled by mutual agreement between the reporting person and Brocade. The reporting person will receive $40,327.53 promptly following January 1, 2007 as consideration for the cancellation. /s/ Thomas MacMitchell as attorney in fact for the reporting person, Richard Deranleau 2006-06-14 -----END PRIVACY-ENHANCED MESSAGE-----