-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NksAv+h/H3WNIU6v31ZecyTxnXrRusdX4UHw6ahBOCmUxdPcN1Lh02vjzLMyqrpo eguiaO2NedJwSrEdssN4mQ== 0001209191-04-028847.txt : 20040601 0001209191-04-028847.hdr.sgml : 20040601 20040601160505 ACCESSION NUMBER: 0001209191-04-028847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAYKO MICHAEL CENTRAL INDEX KEY: 0001229129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 04841519 BUSINESS ADDRESS: STREET 1: C/O BROCADE COMMUNICATIONS SYSTEMS INC STREET 2: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95118 BUSINESS PHONE: 4083925019 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-05-28 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001229129 KLAYKO MICHAEL 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 VP, WW Sales Common Stock 733512.0000 I By Partnership Common Stock 30889.0000 I by Son Common Stock 22889.0000 I By Daughter Common Stock 22889.0000 I By Daughter 2 Common Stock 22889.0000 I By Daughter 3 Common Stock 2004-05-28 4 J 0 4147.0000 5.0575 A 174200.0000 I By Trust Non-qualified Stock Option (right to buy) 4.5500 2004-01-27 2013-01-27 Common Stock 250000.0000 250000.0000 D Non-qualified Stock Option (right to buy) 4.5500 2003-07-27 2013-01-27 Common Stock 213781.0000 213781.0000 D Non-qualified Stock Option (right to buy) 5.5300 2003-09-15 2010-08-15 Common Stock 250000.0000 250000.0000 D Non-Qualified Stock Option (right to buy) 5.8400 2004-06-21 2011-05-21 Common Stock 325000.0000 325000.0000 D Beneficial ownership disclosure only. Shares held by Genesis Management Investments Limited Partnership, over which the Reporting Person and his spouse exercise investment and voting control. Beneficial ownership disclosure only. Shares held by Reporting Person's son, as to which Reporting Person disclaims beneficial ownership. Beneficial ownership disclosure only. Shares held by Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership. Beneficial ownership disclosure only. Shares held by Reporting Person's daughter 2. Beneficial ownership disclosure only. Shares held by Reporting Person's daughter 3. Shares were acquired under Section 423 Employee Stock Purchase Plan. Shares held by the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control. Beneficial ownership disclosure only. 62,500 options vest on January 27, 2004; 187,500 options vest monthly from February 27, 2004 through January 27, 2007. Beneficial ownership disclosure only. 53,446 options vest on July 27, 2003; 160,335 options vest monthly from August 27, 2003 through January 27, 2005. Beneficial ownership disclosure only. Options vest monthly from September 15, 2003 through August 15, 2007. Beneficial ownership disclosure only. Option vests monthly over three years beginning on date of grant. /s/ Antonio Canova, attorney in fact for Michael Klayko 2004-06-01 -----END PRIVACY-ENHANCED MESSAGE-----