-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MZU7GdIa1a7yh9KQ5bXcz3Wy4yloyPzbVPEyoXtoWnpfbDJxoqsOhw589MV+x5g5 aIGLIBAQgsOTpAXpIwBGAQ== 0001209191-04-028845.txt : 20040601 0001209191-04-028845.hdr.sgml : 20040601 20040601160344 ACCESSION NUMBER: 0001209191-04-028845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONDERSON PAUL R JR CENTRAL INDEX KEY: 0001227678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 04841508 BUSINESS ADDRESS: STREET 1: C/O BROCADE COMMUNICATIONS SYSTEMS INC STREET 2: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95123 BUSINESS PHONE: 4083925019 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-05-28 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001227678 BONDERSON PAUL R JR 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 CTO Common Stock 2180762.0000 I By Trust Common Stock 108000.0000 I By Foundation Common Stock 162000.0000 I By Partnrship Common Stock 6736.0000 I By Son Common Stock 6736.0000 I By Daughter Common Stock 2004-05-28 4 J 0 4174.0000 5.0575 A 14675.0000 D Non-qualified Stock Option (right to buy) 6.5400 2003-07-10 2013-07-10 Common Stock 177334.0000 177334.0000 D Non-qualified Stock Option (right to buy) 6.5400 2003-07-10 2013-07-10 Common Stock 110000.0000 110000.0000 D Non-qualified Stock Option (right to buy) 6.5400 2003-07-10 2013-07-10 Common Stock 42945.0000 42945.0000 D Non-qualified Stock Option (right to buy) 6.5400 2003-07-10 2013-07-10 Common Stock 87280.0000 87280.0000 D Non-qualified Stock Option (right to buy) 6.5400 2003-07-10 2013-07-10 Common Stock 5996.0000 5996.0000 D Non-qualified Stock Option (right to buy) 5.5300 2003-09-15 2010-08-15 Common Stock 200000.0000 200000.0000 D Incentive Stock Option (right to buy) 0.6250 2000-02-26 2009-02-26 Common Stock 268000.0000 268000.0000 D Beneficial ownership disclosure only. Shares held by the Bonderson Family Living Trust DTD 6/28/94, over which Reporting Person and his spouse exercise investment and voting control. Beneficial ownership disclosure only. Shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control. Beneficial ownership disclosure only. Shares held by the PRB Family Partners LP, over which Reporting Person and his spouse exercise investment and voting control. Beneficial ownership disclosure only. Shares held by the Reporting Person's son, as to which Reporting Person disclaims beneficial ownership. Beneficial ownership disclosure only. Shares held by the Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership. Shares were acquired under Section 423 Employee Stock Purchase Plan. Beneficial ownership disclosure only. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003. Beneficial ownership disclosure only. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005. Beneficial ownership disclosure only. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003. Beneficial ownership disclosure only. 47,607 options vest monthly from November 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005. Beneficial ownership disclosure only. 5,996 options vest on July 10, 2003. Beneficial ownership disclosure only. Options vest monthly from September 15, 2003 through August 15, 2007. Beneficial ownership disclosure only. 67,000 options vest on February 26, 2000; 201,000 options vest monthly from March 26, 2000 through February 26, 2003. /s/Antonio Canova, attorney in fact for Paul R. Bonderson, Jr. 2004-06-01 -----END PRIVACY-ENHANCED MESSAGE-----