-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8V0oEitCVKrEGESk9rQKmosAROwd/zVxZ0hSa/XPW4Xy4CCGQTt2NStoGtaPTH9 V70L2CKuKP0y83ikjnVrZQ== 0001209191-04-021406.txt : 20040421 0001209191-04-021406.hdr.sgml : 20040421 20040421114351 ACCESSION NUMBER: 0001209191-04-021406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040419 FILED AS OF DATE: 20040421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEIMAN SETH CENTRAL INDEX KEY: 0001192123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 04744576 MAIL ADDRESS: STREET 1: 2925 WOODSIDE RD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-04-19 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001192123 NEIMAN SETH 1745 TECHNOLOGY DRIVE SAN JOSE CA 95110 1 0 0 0 Non-qualified Stock Option (right to buy) 40.0000 2001-01-30 2010-01-30 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 62.0000 2001-04-30 2010-04-30 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 81.9700 2001-07-30 2010-07-30 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 103.9700 2001-10-30 2010-10-30 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 104.9375 2002-01-29 2011-01-29 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 20.7000 2001-07-17 2011-04-17 Common Stock 80000.0000 800000.0000 D Non-qualified Stock Option (right to buy) 12.9000 2002-01-01 2011-10-01 Common Stock 75000.0000 75000.0000 D Non-qualified Stock Option (right to buy) 25.3400 2005-07-17 2012-04-17 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 5.4200 2006-07-17 2013-04-17 Common Stock 20000.0000 20000.0000 D Non-qualified Stock Option (right to buy) 6.3400 2004-04-19 4 A 0 20000.0000 6.3400 A 2007-07-19 2014-04-19 Common Stock 20000.0000 20000.0000 D Beneficial ownership disclosure only. Option became fully vested one year from date of grant. Beneficial ownership disclosure only. Option vests quarterly over four years from date of grant. Beneficial ownership disclosure only. Option vests quarterly over one year beginning on the third anniversary of the date of grant. /s/ Antonio Canova, attorney in fact for Seth Neiman 2004-04-20 -----END PRIVACY-ENHANCED MESSAGE-----