-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIkzu2uX+l8BlbL7Sg9e8NsPzoNJeXWcdHgtAtw3OVXSNLmQuONvRrmsFh44ofeO GjBiOXxPsKH2781JzUGYBg== 0001209191-03-017915.txt : 20030819 0001209191-03-017915.hdr.sgml : 20030819 20030819191658 ACCESSION NUMBER: 0001209191-03-017915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030815 FILED AS OF DATE: 20030819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTHBERT JACK CENTRAL INDEX KEY: 0001190830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 03856847 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084878150 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 bpa92594_bpa6jc.xml MAIN DOCUMENT DESCRIPTION X0201 42003-08-1500001009626BROCADE COMMUNICATIONS SYSTEMS INC BRCD0001190830CUTHBERT JACKSAN JOSECA951100100VP, OEM Sales Common Stock6030DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock8533485334DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock4777647776DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock105556105556DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10 Common Stock271000271000DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock1049410494DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock2306323063DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock168745168745DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock155625155625DNon-qualified Stock Option (right to buy)5.532003-08-154A02500000.00A2003-09-152010-08-15Common Stock250000250000DIncentive Stock Option (right to buy)0.28131999-06-182008-06-18Common Stock5500055000DIncentive Stock Option (right to buy)0.28131999-12-072008-12-07Common Stock2000020000DBeneficial ownership disclosure only.Beneficial ownership disclosure only. 74,667 options vest on July 10, 2003; 10,667 options vest monthly from July 18, 2003 through August 18, 2003.Beneficial ownership disclosure only. 47,776 options vest on July 10, 2003.Beneficial ownership disclosure only. 86,111 options vest on July 10, 2003; 19,445 options vest monthly from July 31, 2003 through January 31, 2004.Beneficial ownership disclosure only. 166,666 options vest on July 10, 2003; 33,334 options vest monthly from August 1, 2003 through November 1, 2003; 71,000 options vest monthly from November 1, 2003 through November 1, 2004.Beneficial ownership disclosure only. 10,494 options vest on July 10, 2003.Beneficial ownership disclosure only. 16,605 options vest on July 10, 2003; 6,458 options vest monthly from July 31, 2003 through January 31, 2004.Beneficial ownership disclosure only. 85,960 options vest on July 10, 2003; 26,449 options vest monthly from August 1, 2003 through November 1, 2003; 56,336 options vest monthly from November 1, 2003 through November 1, 2004.Beneficial ownership disclosure only. 62,250 options vest on July 10, 2003; 93,375 options vest monthly from August 1, 2003 through October 1, 2005.The price of the derivitive security will be determined at a future date upon exercise of the option.Options vest monthly from September 15, 2003 through August 15, 2007.Beneficial ownership disclosure only. Options fully vested on June 18, 2002.Be neficial ownership disclosure only. Options fully vested on December 7, 2002./s/ Jack Cuthbert2003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----