-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U90yG6OHnV9OumltbL2bhJ1L6ELhXFVAsY31vS443fW7n/j5dGol82bQIDhEI9tv FdKDClVa7LY16iyhCPGnAg== 0001209191-03-017910.txt : 20030819 0001209191-03-017910.hdr.sgml : 20030819 20030819191148 ACCESSION NUMBER: 0001209191-03-017910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030815 FILED AS OF DATE: 20030819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONDERSON PAUL R JR CENTRAL INDEX KEY: 0001227678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 03856830 BUSINESS ADDRESS: STREET 1: C/O BROCADE COMMUNICATIONS SYSTEMS INC STREET 2: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95123 BUSINESS PHONE: 4083925019 4 1 bpa92594_bpa2prb.xml MAIN DOCUMENT DESCRIPTION X0201 42003-08-1500001009626BROCADE COMMUNICATIONS SYSTEMS INC BRCD0001227678BONDERSON PAUL R JRSAN JOSECA951100100Chief Technology OfficerCommon Stock2180762Iby TrustCommon Stock108000Iby FoundationCommon Stock162000Iby PartnershipCommon Stock6736Iby DaughterCommon Stock6736Iby SonCommon Stock8891DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock< /value>177334177334DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock110000110000DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock4294542945DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Common Stock8728087280DNon-qualified Stock Option (right to buy)6.542003-07-102013-07-10Comm on Stock59965996DNon-qualified Stock Option (right to buy)5.532003-08-154A04000000.00A2003-09-152010-08-15Common Stock400000400000DIncentive Stock Option (right to buy)0.62502000-02-262009-02-26Common Stock268000268000DBeneficial ownership disclosure only. Shares held by the Bonderson Family Living Trust DTD 6/28/94, over which the Reporting Person and his spouse exercise investment and voting control.Beneficial ownership disclosure only. Shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control.Beneficial ownership disclosure only. Shares held by PRB Family Partners LP, over which the Reporting Person and his spouse exercise investment and voting cont rol.Beneficial ownership disclosure only. Shares held by Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership.Beneficial ownership disclosure only. Shares held by Reporting Person's son, as to which Reporting Person disclaims beneficial ownership.Beneficial ownership disclosure only.Beneficial ownership disclosure only. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003.Beneficial ownership disclosure only. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005.Beneficial ownership disclosure only. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003.Benefic ial ownership disclosure only. 47,607 options vest monthly from November 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005.Beneficial ownership disclosure only. 5,996 options vest on July 10, 2003.The price of the deritive security will be determined at a future date upon exercise of the option.Options vest monthly from September 15, 2003 through August 15, 2007.Beneficial ownership disclosure only. 67,000 options vest on February 26, 2000; 201,000 options vest monthly from March 26, 2000 through February 26, 2003. /s/ Antonio Canova, attorney in fact for Paul R. Bonderson, Jr.2003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----