-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZBwudsBvYxS/H4BhdNKj5N8814LLIgkQmrDrQJW00tPb5e5UoB4tk6ndMbC/GJn BDIS8gYms2Bx7XZ2GRPWRw== 0001209191-03-011657.txt : 20030711 0001209191-03-011657.hdr.sgml : 20030711 20030711131631 ACCESSION NUMBER: 0001209191-03-011657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030710 FILED AS OF DATE: 20030711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 MAIL ADDRESS: STREET 1: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONDERSON PAUL R JR CENTRAL INDEX KEY: 0001227678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 03783342 BUSINESS ADDRESS: STREET 1: C/O BROCADE COMMUNICATIONS SYSTEMS INC STREET 2: 1745 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95123 BUSINESS PHONE: 4083925019 4 1 bpa91420_bpa2pb.xml MAIN DOCUMENT DESCRIPTION X0101 42003-07-1000001009626BROCADE COMMUNICATIONS SYSTEMS INC BRCD0001227678BONDERSON PAUL R JR 0100Chief Technology OfficerNon-qualified stock option (right to buy)6.542003-07-104A01773340.00A2003-07-102013-07-10Common Stock177334177334DNon-qualified stock option (right to buy)6.542003-07-104A01100000.00A2003-11-012013-07-10Co mmon Stock110000110000DNon-qualified stock option (right to buy)6.542003-07-104A0429450.00A2003-07-102013-07-10Common Stock4294542945DNon-qualified stock option (right to buy)6.542003-07-104A0872800.00A2003-11-012013-07-10Common Stock8728087280DNon-qualified stock option (right to buy)6.542003-07-104A059960.00A2003-07-102013-07-10Common Stock59965996DOptions granted in accordance with a voluntary stock option exchange program offered to all employees. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003.Options granted in accordance with a voluntary stock option exchange program offered to all employees. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005.Options granted in accordance with a voluntary stock option exchange program offered to all employees. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003.Options granted in accordance with a voluntary stock option exchange program offered to all employees. 47,607 options vest monthly from Nov ember 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005.Options granted in accordance with a voluntary stock option exchange program offered to all employees. 5,996 options vest on July 10, 2003.Reporting Person also beneficially holds the following non-derivative securities: 2,180,762 shares held by the Bonderson Family Living Trust DTD 6/28/94, over which the Reporting Person and his spouse exercise investment and voting control; 108,000 shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control; 162,000 shares held by PRB Family Partners LP, over which the Reporting Person and his spouse exercise investment and voting control; 6,736 shares held by Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership; 6,736 shares held by Reporting Person's son, as to which Reporting Person disclai ms beneficial ownership; and 8,891 shares held directly. Reporting Person also beneficially holds the following derivative securities: 268,000 options to purchase shares of common stock at $0.625 per share held directly./s/ Antonio Canova, attorney in fact for Paul R. Bonderson, Jr.2003-07-11 -----END PRIVACY-ENHANCED MESSAGE-----