0001009626-17-000043.txt : 20170413 0001009626-17-000043.hdr.sgml : 20170413 20170413100321 ACCESSION NUMBER: 0001009626-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170411 FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUSE DAVID L CENTRAL INDEX KEY: 0001281443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 17759616 MAIL ADDRESS: STREET 1: 13340 OLD OAK WAY CITY: SARATOGA STATE: CA ZIP: 95070 4 1 wf-form4_149209218696037.xml FORM 4 X0306 4 2017-04-11 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001281443 HOUSE DAVID L 130 HOLGER WAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2017-04-11 4 A 0 16013 0 A 344237 D Common Stock 2017-04-11 4 A 0 5000 0 A 349237 D Represents an automatic non-discretionary annual grant of restricted stock units that will vest in full no later than April 11, 2018 subject to the terms of the 2009 Director Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Represents an annual grant of restricted stock units to the Chairman of the Board of Directors that will vest in full at Brocade's 2018 annual meeting of stockholders, subject to the terms of the 2009 Stock Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Amount of securities beneficially owned includes 21,013 unvested restricted stock units. /s/ Jean Furter, Attorney-in-fact for David House 2017-04-12