0001009626-17-000025.txt : 20170317 0001009626-17-000025.hdr.sgml : 20170317 20170317191813 ACCESSION NUMBER: 0001009626-17-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindholm Jeffrey CENTRAL INDEX KEY: 0001393230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 17699699 MAIL ADDRESS: STREET 1: C/O BIGBAND NETWORKS, INC. STREET 2: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_148979267841589.xml FORM 4 X0306 4 2017-03-15 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001393230 Lindholm Jeffrey 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 SVP, Worldwide Sales Common Stock 2017-03-15 4 S 0 7192 12.388 D 190770 D Common Stock 2017-03-15 4 M 0 225000 5.68 A 415770 D Common Stock 2017-03-15 4 S 0 225000 12.372 D 190770 D Common Stock 2017-03-15 4 M 0 65000 8.59 A 255770 D Common Stock 2017-03-15 4 S 0 65000 12.372 D 190770 D Common Stock 2017-03-15 4 M 0 46666 10.89 A 237436 D Common Stock 2017-03-15 4 S 0 46666 12.372 D 190770 D Common Stock 2017-03-15 4 S 0 190770 12.376 D 0 D Non-Qualified Stock Option (right to buy) 5.68 2017-03-15 4 M 0 225000 0 D 2020-03-04 Common Stock 225000.0 0 D Non-Qualified Stock Option (right to buy) 8.59 2017-03-15 4 M 0 65000 0 D 2020-12-09 Common Stock 65000.0 13000 D Non-Qualified Stock Option (right to buy) 10.89 2017-03-15 4 M 0 46666 0 D 2021-12-16 Common Stock 46666.0 33334 D The options vest as to 25% of the shares on March 4, 2014, and 1/48 of the shares vest each month thereafter. The options vest monthly over four years from November 1, 2013. The options vest monthly over four years from November 1, 2014. /s/ Jean Furter, Attorney-in-Fact for Jeffrey Lindholm 2017-03-17