0001009626-17-000021.txt : 20170317 0001009626-17-000021.hdr.sgml : 20170317 20170317191339 ACCESSION NUMBER: 0001009626-17-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASWANI SANJAY CENTRAL INDEX KEY: 0001237892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 17699693 4 1 wf-form4_148979240411751.xml FORM 4 X0306 4 2017-03-15 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001237892 VASWANI SANJAY 130 HOLGER WAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2017-03-15 4 M 0 20000 9.77 A 197974 D Common Stock 2017-03-15 4 S 0 20000 12.38 D 177974 D Common Stock 2017-03-15 4 M 0 20000 6.32 A 197974 D Common Stock 2017-03-15 4 S 0 20000 12.38 D 177974 D Non-Qualified Stock Option (right to buy) 9.77 2017-03-15 4 M 0 20000 0 D 2017-04-30 Common Stock 20000.0 0 D Non-Qualified Stock Option (right to buy) 6.32 2017-03-15 4 M 0 20000 0 D 2017-04-12 Common Stock 20000.0 0 D Amount of securities beneficially owned includes 20,223 unvested restricted stock units. The options vest quarterly over one year beginning on third anniversary of date of grant. The options fully vests one year from date of grant. /s/ Jean Furter, Attorney-in-fact for Sanjay Vaswani 2017-03-17