0001009626-16-000315.txt : 20161128 0001009626-16-000315.hdr.sgml : 20161128 20161128181118 ACCESSION NUMBER: 0001009626-16-000315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIPENTIMA RENATO A CENTRAL INDEX KEY: 0001221750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 162020907 MAIL ADDRESS: STREET 1: C/O SRA INTERNATIONAL INC STREET 2: 4350 FAIR LAKES COURT CITY: FAIRFAX STATE: VA ZIP: 22033 4 1 wf-form4_148037466531516.xml FORM 4 X0306 4 2016-11-23 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001221750 DIPENTIMA RENATO A 130 HOLGER WAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2016-11-23 4 M 0 80000 8.29 A 226800 D Common Stock 2016-11-23 4 F 0 53098 12.49 D 173702 D Non-Qualified Stock Option (right to buy) 8.29 2016-11-23 4 M 0 80000 0 D 2017-01-29 Common Stock 80000.0 0 D Shares withheld for payment of exercise price pursuant to terms of the option agreement. The fair market value of Brocade common stock used for purposes of calculating the number of shares to be withheld was the closing price of Brocade common stock as reported on the NASDAQ Stock Market on November 23, 2016. Amount of securities beneficially owned includes 20,223 unvested restricted stock units. Subject to the provisions in the option agreement, options vest quarterly over four years beginning April 29, 2007. /s/ Jean Furter, Attorney-in-fact for Renato DiPentima 2016-11-28