0001009626-15-000121.txt : 20151103 0001009626-15-000121.hdr.sgml : 20151103 20151103180024 ACCESSION NUMBER: 0001009626-15-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151101 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG KEN CENTRAL INDEX KEY: 0001200473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 151194868 MAIL ADDRESS: STREET 1: FOUNDRY NETWORKS STREET 2: 2100 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002-2100 4 1 wf-form4_144659161414197.xml FORM 4 X0306 4 2015-11-01 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001200473 CHENG KEN 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 CTO and SVP, Corporate Develop Common Stock 2015-11-01 4 M 0 16666 0 A 404994 D Common Stock 2015-11-01 4 F 0 6264 10.42 D 398730 D Common Stock 2015-11-01 4 M 0 11333 0 A 410063 D Common Stock 2015-11-01 4 F 0 4259 10.42 D 405804 D Common Stock 2015-11-01 4 M 0 9334 0 A 415138 D Common Stock 2015-11-01 4 F 0 3508 10.42 D 411630 D Common Stock 225727 I By Trust Restricted Stock Units 2015-11-01 4 M 0 16666 0 D 2015-11-01 Common Stock 16666.0 0 D Restricted Stock Units 2015-11-01 4 M 0 11333 0 D 2016-11-01 Common Stock 11333.0 11333 D Restricted Stock Units 2015-11-01 4 M 0 9334 0 D 2017-11-01 Common Stock 9334.0 18666 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Reflects shares held by the Ken Kong Kin Cheng Trust dated 05/23/2006, over which the Reporting Person exercises investment and voting control. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. /s/ Jean Furter, Attorney-in-fact for Ken Cheng 2015-11-03