0001009626-15-000119.txt : 20151103 0001009626-15-000119.hdr.sgml : 20151103 20151103175323 ACCESSION NUMBER: 0001009626-15-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151101 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY LLOYD CENTRAL INDEX KEY: 0001204424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 151194840 MAIL ADDRESS: STREET 1: C/O MICROMUSE INC STREET 2: 139 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 wf-form4_144659119357303.xml FORM 4 X0306 4 2015-11-01 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001204424 CARNEY LLOYD 130 HOLGER WAY SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 2015-11-01 4 M 0 50000 0 A 97484 D Common Stock 2015-11-01 4 F 0 24712 10.42 D 72772 D Common Stock 2015-11-01 4 M 0 54334 0 A 127106 D Common Stock 2015-11-01 4 F 0 28352 10.42 D 98754 D Restricted Stock Units 2015-11-01 4 M 0 50000 0 D 2016-11-01 Common Stock 50000.0 50000 D Restricted Stock Units 2015-11-01 4 M 0 54334 0 D 2017-11-01 Common Stock 54334.0 108666 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. /s/ Jean Furter, Attorney-in-fact for Lloyd Carney 2015-11-03