0001009626-14-000030.txt : 20140319 0001009626-14-000030.hdr.sgml : 20140319 20140319181433 ACCESSION NUMBER: 0001009626-14-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140317 FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENG KEN CENTRAL INDEX KEY: 0001200473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 14704983 MAIL ADDRESS: STREET 1: FOUNDRY NETWORKS STREET 2: 2100 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002-2100 4 1 wf-form4_139526726295229.xml FORM 4 X0306 4 2014-03-17 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001200473 CHENG KEN 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 CTO & VP Corporate Development Common Stock 2014-03-17 4 S 0 5000 9.9024 D 305727 I By Trust Common Stock 2014-03-18 4 S 0 5000 10.0485 D 300727 I By Trust Common Stock 2014-03-19 4 S 0 5000 10.1583 D 295727 I By Trust Common Stock 292625 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.8826 to $9.925, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Reflects shares held by the Ken Kong Kin Cheng Trust dated 05/23/2006, over which the Reporting Person exercises investment and voting control. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.9801 to $10.1150, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.0333 to $10.2650, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Jean Furter, Attorney-in-fact for Ken Cheng 2014-03-19