0001009626-13-000119.txt : 20131211 0001009626-13-000119.hdr.sgml : 20131211 20131211193314 ACCESSION NUMBER: 0001009626-13-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131209 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY LLOYD CENTRAL INDEX KEY: 0001204424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 131272113 MAIL ADDRESS: STREET 1: C/O MICROMUSE INC STREET 2: 139 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 wf-form4_138680838317278.xml FORM 4 X0306 4 2013-12-09 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001204424 CARNEY LLOYD 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 Chief Executive Officer Restricted Stock Units 2013-12-09 4 A 0 45000 0 A 2014-08-01 Common Stock 45000.0 45000 D Restricted Stock Units 2013-12-09 4 A 0 150000 0 A 2016-11-01 Common Stock 150000.0 150000 D Non-Qualified Stock Option (right to buy) 8.59 2013-12-09 4 A 0 400000 0 A 2020-12-09 Common Stock 400000.0 400000 D Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. 100% of the restricted stock units vest on August 1, 2014. Restricted stock units vest annually over three years from November 1, 2013. Options vest monthly over four years from November 1, 2013. /s/ Jean Furter, Attorney-in-fact for Lloyd Carney 2013-12-11