0001009626-13-000103.txt : 20131105 0001009626-13-000103.hdr.sgml : 20131105 20131105184829 ACCESSION NUMBER: 0001009626-13-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wall Tyler CENTRAL INDEX KEY: 0001316521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 131194157 MAIL ADDRESS: STREET 1: CHORDIANT SOFTWARE, INC. STREET 2: 20400 STEVENS CREEK BLVD., STE. 400 CITY: CUPERTINO STATE: CA ZIP: 94014 4 1 wf-form4_138369529898583.xml FORM 4 X0306 4 2013-11-01 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001316521 Wall Tyler 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 VP, General Counsel Common Stock 2013-11-01 4 M 0 10000 0 A 15126 D Common Stock 2013-11-01 4 F 0 3758 8.055 D 11368 D Common Stock 2013-11-01 4 M 0 12500 0 A 23868 D Common Stock 2013-11-01 4 F 0 4697 8.055 D 19171 D Common Stock 2013-11-01 4 M 0 16667 0 A 35838 D Common Stock 2013-11-01 4 F 0 6263 8.055 D 29575 D Common Stock 2013-11-04 4 S 0 6242 8.0835 D 23333 D Restricted Stock Units 2013-11-01 4 M 0 10000 0 D 2013-11-01 Common Stock 10000.0 0 D Restricted Stock Units 2013-11-01 4 M 0 12500 0 D 2014-11-01 Common Stock 12500.0 12500 D Restricted Stock Units 2013-11-01 4 M 0 16667 0 D 2015-11-01 Common Stock 16667.0 33333 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.07 to $8.09, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. /s/ Jean Furter, Attorney-in-fact for Tyler Wall 2013-11-05