0001009626-13-000013.txt : 20130118 0001009626-13-000013.hdr.sgml : 20130118 20130118185458 ACCESSION NUMBER: 0001009626-13-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130116 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEY LLOYD CENTRAL INDEX KEY: 0001204424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 13538576 MAIL ADDRESS: STREET 1: C/O MICROMUSE INC STREET 2: 139 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 wf-form4_135855328496062.xml FORM 4 X0306 4 2013-01-16 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001204424 CARNEY LLOYD 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 Chief Executive Officer Restricted Stock Units 2013-01-16 4 A 0 230000 0 A 2016-01-16 Common Stock 230000.0 230000 D Non-Qualified Stock Option (right to buy) 5.66 2013-01-16 4 A 0 2400000 0 A 2020-01-16 Common Stock 2400000.0 2400000 D Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Restricted stock units vest annually over three years from the grant date of January 16, 2013. The Options shall vest as to 25% of the shares on January 14, 2014, the first anniversary of Mr. Carney's start date, and 1/48 of the shares will vest each month thereafter. /s/ Jean Furter, Attorney-in-fact for Lloyd Carney 2013-01-18