0001009626-13-000002.txt : 20130102 0001009626-13-000002.hdr.sgml : 20130101 20130102191602 ACCESSION NUMBER: 0001009626-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAYKO MICHAEL CENTRAL INDEX KEY: 0001229129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 13503463 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 wf-form4_135717214816244.xml FORM 4 X0306 4 2012-12-28 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001229129 KLAYKO MICHAEL 130 HOLGER WAY SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 2012-12-28 4 M 0 10417 4.55 A 52090 D Common Stock 2012-12-28 4 S 0 10417 5.27 D 41673 D Common Stock 2012-12-20 5 G 0 E 25000 0 D 3277 I By Trust Common Stock 22889 I By Daughter Non-Qualified Stock Option (right to buy) 4.55 2012-12-28 4 M 0 10417 4.55 D 2007-01-27 2013-01-27 Common Stock 10417.0 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.27 to $5.2706, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Reflects shares held by the Klayko Living Trust, over which the Reporting Person and his spouse exercise investment and voting control. /s/ Jean Furter, Attorney-in-fact for Michael Klayko 2013-01-02