0001009626-12-000040.txt : 20121105 0001009626-12-000040.hdr.sgml : 20121105 20121105194635 ACCESSION NUMBER: 0001009626-12-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRFAX DANIEL W CENTRAL INDEX KEY: 0001281634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 121181493 MAIL ADDRESS: STREET 1: 1421 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 wf-form4_135216278241230.xml FORM 4 X0306 4 2012-11-01 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001281634 FAIRFAX DANIEL W 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 CFO, VP of Finance Common Stock 2012-11-01 4 M 0 7209 0 A 259390 D Common Stock 2012-11-01 4 F 0 2644 5.48 D 256746 D Common Stock 2012-11-01 4 M 0 13333 0 A 270079 D Common Stock 2012-11-01 4 F 0 4890 5.48 D 265189 D Common Stock 2012-11-01 4 M 0 13667 0 A 278856 D Common Stock 2012-11-01 4 F 0 5013 5.48 D 273843 D Restricted Stock Units 2012-11-01 4 A 0 14418 0 A 2013-10-27 Common Stock 14418.0 14418 D Restricted Stock Units 2012-11-01 4 M 0 7209 0 D 2013-10-27 Common Stock 7209.0 7209 D Restricted Stock Units 2012-11-01 4 M 0 13333 0 D 2012-11-01 Common Stock 13333.0 0 D Restricted Stock Units 2012-11-01 4 M 0 13667 0 D 2013-11-01 Common Stock 13667.0 13666 D Restricted Stock Units 2012-11-01 4 A 0 75000 0 A 2014-11-01 Common Stock 75000.0 75000 D Restricted Stock Units 2012-11-01 4 A 0 50000 0 A 2015-11-01 Common Stock 50000.0 50000 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. The restricted stock units were granted upon achievement of certain performance objectives pursuant to the performance-based restricted stock units granted December 09, 2010 under Brocade's 2009 Stock Plan. The restricted stock units vest 50% on November 1, 2012 and the remaining 50% October 27, 2013 subject to the terms of the performance-based restricted stock unit agreement. Reflects the conversion of 50% of the shares referred to in footnote (4) in this Form 4 into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Restricted stock units vest annually over two years from November 1, 2012. Restricted stock units vest annually over three years from November 1, 2012. /s/ Jean Furter, Attorney-in-fact for Daniel W. Fairfax 2012-11-05