-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9bFuStoT2aXd+EDuqdmvC3ninAtZ+2q9/LjJ0ahFqAfv1BHcz56bOR4DHZBwFMB ZCpjubVu7q66jswz+ZfzFA== 0000891618-99-002435.txt : 19990624 0000891618-99-002435.hdr.sgml : 19990624 ACCESSION NUMBER: 0000891618-99-002435 CONFORMED SUBMISSION TYPE: S-1MEF PUBLIC DOCUMENT COUNT: 3 333-74711 FILED AS OF DATE: 19990525 EFFECTIVENESS DATE: 19990525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770409517 FILING VALUES: FORM TYPE: S-1MEF SEC ACT: SEC FILE NUMBER: 333-79233 FILM NUMBER: 99634048 BUSINESS ADDRESS: STREET 1: 1901 GUADALUPE PARKWAY STREET 2: SUITE E CITY: SAN JOSE STATE: CA ZIP: 95131 MAIL ADDRESS: STREET 1: 1901 GUADALUPE PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 S-1MEF 1 FORM S-1MEF 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 25, 1999 REGISTRATION NO. 333- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------------ BROCADE COMMUNICATIONS SYSTEMS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) ------------------------ DELAWARE 3577 77-0409517 (STATE OR OTHER JURISDICTION OF (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER INCORPORATION OR ORGANIZATION) CLASSIFICATION CODE NUMBER) IDENTIFICATION NUMBER)
1901 GUADALUPE PARKWAY SAN JOSE, CALIFORNIA 95131 (408) 487-8000 (ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) ------------------------ GREGORY L. REYES PRESIDENT AND CHIEF EXECUTIVE OFFICER BROCADE COMMUNICATIONS SYSTEMS, INC. 1901 GUADALUPE PARKWAY SAN JOSE, CALIFORNIA 95131 (408) 487-8000 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) ------------------------ COPIES TO: LARRY W. SONSINI GREGORY M. GALLO JOHN T. SHERIDAN DENNIS C. SULLIVAN ALISANDE M. ROZYNKO JULIE F. HANIGER WILSON SONSINI GOODRICH & ROSATI GRAY CARY WARE & FREIDENRICH LLP PROFESSIONAL CORPORATION 400 HAMILTON AVENUE 650 PAGE MILL ROAD PALO ALTO, CALIFORNIA 94301-1825 PALO ALTO, CALIFORNIA 94304-1050 (650) 328-6561 (650) 493-9300
------------------------ APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after the effective date of this Registration Statement. ------------------------ If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box. [ ] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering. [ ] If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] ------------------------ CALCULATION OF REGISTRATION FEE - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- PROPOSED MAXIMUM PROPOSED MAXIMUM TITLE OF SECURITIES AMOUNT TO OFFERING PRICE AGGREGATE AMOUNT OF TO BE REGISTERED BE REGISTERED(1) PER SHARE OFFERING PRICE(2) REGISTRATION FEE(3) - ----------------------------------------------------------------------------------------------------------------------------- Common Stock ($.001 par value)....... $3,737,500 $19.00 $71,012,500 $19,742 - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
(1) Includes 487,500 shares of common stock issuable upon exercise of the underwriters' over-allotment option. (2) Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457(a) of the Securities Act of 1933. (3) $17,664 of the registration fee was previously paid. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 INCORPORATION BY REFERENCE The contents of the Registration Statement on Form S-1, as amended (File No. 333-74711) filed by Brocade Communications Systems, Inc. and declared effective May 24, 1999 are hereby incorporated by reference. 3 SIGNATURES Pursuant to the requirements of the Securities Act, Brocade Communications Systems, Inc. has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on the 25th day of May, 1999. BROCADE COMMUNICATIONS SYSTEMS, INC. By: /s/ GREGORY L. REYES ------------------------------------ Gregory L. Reyes President and Chief Executive Officer (Principal Executive Officer) Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
SIGNATURE TITLE DATE --------- ----- ---- /s/ SETH D. NEIMAN Chairman of the Board May 25, 1999 ------------------------------------------ Seth D. Neiman /s/ GREGORY L. REYES President and Chief Executive Officer May 25, 1999 ------------------------------------------ (Principal Executive Officer) Gregory L. Reyes /s/ MICHAEL J. BYRD Vice President, Finance and Chief May 25, 1999 ------------------------------------------ Financial Officer (Principal Michael J. Byrd Financial and Accounting Officer) /s/ NEAL DEMPSEY Director ------------------------------------------ Neal Dempsey /s/ MARK LESLIE Director May 25, 1999 ------------------------------------------ Mark Leslie /s/ LARRY W. SONSINI Director May 25, 1999 ------------------------------------------ Larry W. Sonsini
4 EXHIBIT INDEX
SEQUENTIALLY EXHIBIT NUMBERED NUMBER DESCRIPTION OF DOCUMENT PAGE - ------- ------------------------------------------------------------ ------------ 5.1 Opinion of Wilson Sonsini Goodrich & Rosati, P.C............ 23.1 Consent of Independent Public Accountants, LLP..............
EX-5.1 2 OPINION OF WILSON SONSINI GOODRICH & ROSATI 1 EXHIBIT 5.1 May 4, 1999 Brocade Communications Systems, Inc. 1901 Guadalupe Parkway San Jose, CA 95131 RE: REGISTRATION STATEMENT ON FORM S-1 ---------------------------------- Ladies and Gentlemen: We have examined the Registration Statement on Form S-1, as amended, filed by Brocade Communications Systems, Inc., a Delaware Corporation (the "Company"), with the Securities and Exchange Commission in connection with the registration under the Securities Act of 1933, as amended, of up to 3,737,500 shares of the Company's Common Stock (including an over-allotment of up to 487,500 shares of the Company's Common Stock granted to the underwriters) (the "Shares"). The Shares are to be sold to the underwriters for resale to the public as described in the Registration Statement and pursuant to the Underwriting Agreement filed as an exhibit thereto. As legal counsel to the Company, we have examined the proceedings proposed to be taken in connection with said sale and issuance of the Shares. Based upon the foregoing, we are of the opinion that the Shares, when issued in the manner described in the Registration Statement, will be duly authorized, validly issued, fully paid and nonassessable. We consent to the use of this opinion as an exhibit to the Registration Statement, and further consent to the use of our name wherever appearing in the Registration Statement, including the Prospectus constituting a part thereof, and any amendment thereto. Very truly yours, /s/ WILSON SONSINI GOODRICH & ROSATI, P.C. ------------------------------------------ WILSON SONSINI GOODRICH & ROSATI Professional Corporation EX-23.1 3 CONSENT OF INDEPENDENT ACCOUNTANTS 1 EXHIBIT 23.1 CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS As independent public accountants, we hereby consent to the use of our reports and to all references to our Firm included in or made a part of this registration statement. ARTHUR ANDERSEN LLP San Jose, California May 20, 1999 -----END PRIVACY-ENHANCED MESSAGE-----