-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MY4fqO4gvVvQqBjEqh2o/XD6DETqxqsEx5EwXnljlXOquddDaM07QFqCNFIl7Dwo oX0IuyXbAwfVvt1SDc6aPA== 0000950134-99-001141.txt : 19990217 0000950134-99-001141.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950134-99-001141 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990216 GROUP MEMBERS: SIDHU SANJIV S GROUP MEMBERS: SIDU SINGH FAMILY INVESTMENTS LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49629 FILM NUMBER: 99542534 BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FL CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDHU SANJIV S CENTRAL INDEX KEY: 0001033444 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 2: 1603 LBS FREEWAY,SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 SC 13G/A 1 AMENDMENT NO.2 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 2) i2 TECHNOLOGIES, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK (PAR VALUE $0.00025 PER SHARE) - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 465754 10 9 - -------------------------------------------------------------------------------- (CUSIP NUMBER) 2 - --------------------- --------------------- CUSIP NO. 465754-10-9 13G Page 2 of 9 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SANJIV S. SIDHU SS# ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER 31,890,600 SHARES OF COMMON STOCK OF ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 31,890,600 SHARES OF COMMON STOCK WITH ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,490,600 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 44.1% AS OF DECEMBER 31, 1998 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - --------------------- --------------------- CUSIP NO. 465754-10-9 13G Page 3 of 9 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SIDHU-SINGH FAMILY INVESTMENTS, LTD. IRS TAXPAYER ID # 75-2645568 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER 6,710,000 SHARES OF COMMON STOCK OF ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 6,710,000 SHARES OF COMMON STOCK WITH ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,710,000 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.4% AS OF DECEMBER 31, 1998 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 4 Page 4 of 9 Pages ITEM 1(a) NAME OF ISSUER: i2 Technologies, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 909 E. Las Colinas Blvd. 16th Floor Irving, Texas 75039 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by (i) Sanjiv S. Sidhu and (ii) Sidhu-Singh Family Investments, Ltd., sometimes referred to collectively as the "Sidhu Reporting Group." Mr. Sidhu is the Chairman of the Board and Chief Executive Officer of the Issuer. The Sidhu Reporting Group may be deemed to be a "group" for the purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 and the rules thereunder (the "Act"), although each reporting person expressly disclaims any assertion or presumption that it and the other person on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit A hereto should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a "group" consisting of one or more persons. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 909 E. Las Colinas Blvd. 16th Floor Irving, Texas 75039 ITEM 2(c) CITIZENSHIP: Mr. Sidhu is a United States citizen. Sidhu-Singh Family Investments, Ltd. has its principal place of business in, and is organized under the laws of, the State of Texas. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.00025 per share. ITEM 2(e) CUSIP NUMBER: 465754-10-9 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable. This statement on Schedule 13G is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). 5 Page 5 of 9 Pages ITEM 4. OWNERSHIP. (i) Sanjiv S. Sidhu: (a) Amount Beneficially Owned: Sanjiv S. Sidhu is the record owner of 24,780,600 shares of Common Stock as of December 31, 1998 and may be deemed to own beneficially an additional 7,110,000 shares of Common Stock of which 200,000 shares are held of record by the Nathan S. Sharma Exempt 1997 Trust, 200,000 shares are held of record by the Stefan M. Sharma Exempt 1997 Trust (collectively, the "Trusts") and 6,710,000 shares are held of record by Sidhu-Singh Family Investments, Ltd. for which Mr. Sidhu serves as the managing general partner. Mr. Sidhu serves as the sole trustee of each of the Trusts, and in such capacity holds the sole power to vote and dispose of the shares owned by such Trusts. Therefore, Mr. Sidhu may be deemed to own beneficially an aggregate of 31,890,600 shares of Common Stock as of December 31, 1998. Mr. Sidhu disclaims beneficial ownership of all shares held by the Trusts. (b) Percent of Class: 44.1% as of December 31, 1998; such Percent of Class excludes the shares held by the Trusts. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 31,890,000 shares. (ii) shared power to vote or to direct the vote: 0 shares. (iii) sole power to dispose or to direct the disposition of: 31,890,000 shares. (iv) shared power to dispose or to direct the disposition of: 0 shares. (ii) Sidhu-Singh Family Investments, Ltd.: (a) Amount Beneficially Owned: 6,710,000 shares. (b) Percent of Class: 9.4% as of December 31, 1998. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 6,710,000 shares. 6 Page 6 of 9 Pages (ii) shared power to vote or to direct the vote: 0 shares. (iii) sole power to dispose or to direct the disposition of: 6,710,000 shares. (iv) shared power to dispose or to direct the disposition of: 0 shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. The Sidhu Reporting Group may be deemed to be a "group" for the purposes of Section 13(d) and 13(g) of the Act and the rules thereunder, although each reporting person expressly disclaims any assertion or presumption that it or the other person on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit A hereto should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a "group" consisting of one or more persons. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). 7 Page 7 of 9 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. February 15, 1999 /s/ Sanjiv S. Sidhu ----------------------------------------- Sanjiv S. Sidhu SIDHU-SINGH FAMILY INVESTMENTS, LTD. By: /s/ Sanjiv S. Sidhu ----------------------------------------- Sanjiv S. Sidhu, Managing General Partner 8 Page 8 of 9 Pages EXHIBIT INDEX
Located on Sequentially Exhibit Description of Exhibit Numbered Page - ------- ---------------------- ------------- Exhibit A Agreement Relating to Joint Filing of 9 Schedule 13G
EX-99.(A) 2 AGREEMENT RELATING TO JOINT FILING OF SC 13G/A 1 Page 9 of 9 Pages EXHIBIT A AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that, without admitting beneficial ownership, a single Schedule 13G (or any amendment thereto) relating to the Common Stock of i2 Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 15, 1999 /s/ Sanjiv S. Sidhu ----------------------------------------- Sanjiv S. Sidhu SIDHU-SINGH FAMILY INVESTMENTS, LTD. By: /s/ Sanjiv S. Sidhu ----------------------------------------- Sanjiv S. Sidhu, Managing General Partner -----END PRIVACY-ENHANCED MESSAGE-----