-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPMe8PKzZLWZndH27wcCWbF5P8/lEiipdiGWFf9oV1OZlmjtSu/TvqExKcnMGzWz 0m/VnFNEaPjFewKrpS0cSA== 0000930661-03-000706.txt : 20030214 0000930661-03-000706.hdr.sgml : 20030214 20030214181649 ACCESSION NUMBER: 0000930661-03-000706 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030214 GROUP MEMBERS: SIDHU - SINGH FAMILY INVESTMENTS, LTD. GROUP MEMBERS: THE SIDHU - SINGH FAMILY FOUNDATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49629 FILM NUMBER: 03569500 BUSINESS ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 4643571000 MAIL ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDHU SANJIV S CENTRAL INDEX KEY: 0001033444 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 2: 1603 LBS FREEWAY,SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 SC 13G/A 1 dsc13ga.htm AMENDMENT#6 TO SC13G Amendment#6 to SC13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 6)*

 

 

 

 

 

i2 Technologies, Inc.


(Name of Issuer)

 

 

Common Stock, $0.00025 Par Value Per Share


(Title of Class of Securities)

 

 

465754 10 9


                                (CUSIP Number)                                

 

 

Year Ended December 31, 2002


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 7 pages


CUSIP No. 465754 10 9

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

        Sanjiv S. Sidhu    

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

   

  3.


 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

        United States    

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

            95,526,377    


  6.    Shared Voting Power

 

            -0-    


  7.    Sole Dispositive Power

 

            95,526,377    


  8.    Shared Dispositive Power

 

            -0-    


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

        95,526,377    

   

10.


 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

        22.07%    

   

12.


 

Type of Reporting Person (See Instructions)

 

        IN    

   

 

 

Page 2 of 7 pages


CUSIP No. 465754 10 9

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Sidhu-Singh Family Investments, Ltd.            

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

   

  3.


 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

Texas            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

        20,567,915        


  6.    Shared Voting Power

 

        -0-        


  7.    Sole Dispositive Power

 

        20,567,915        


  8.    Shared Dispositive Power

 

        -0-        


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    20,567,915        

   

10.


 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

    4.75%        

   

12.


 

Type of Reporting Person (See Instructions)

 

    PN        

   

 

Page 3 of 7 pages


CUSIP No. 465754 10 9

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

The Sidhu-Singh Family Foundation            

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)  x

   

  3.


 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

Texas            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

        60,000        


  6.    Shared Voting Power

 

        -0-        


  7.    Sole Dispositive Power

 

        60,000        


  8.    Shared Dispositive Power

 

        -0-        


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    60,000        

   

10.


 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

    .0139%        

   

12.


 

Type of Reporting Person (See Instructions)

 

CO            

   

 

Page 4 of 7 pages


Item 1.

 

  (a)   Name of Issuer

 

         i2 Technologies, Inc.

 

  (b)   Address of Issuer’s Principal Executive Offices

 

         One i2 Place
         11701 Luna Road
         Dallas, Texas 75234

 

Item 2.

 

  (a)   Name of Person Filing

 

This statement is filed by (i) Sanjiv S. Sidhu, (ii) Sidhu-Singh Family Investments, Ltd. and (iii) Sidhu-Singh Family Foundation, sometimes referred to collectively as the “Sidhu Reporting Group.” Mr. Sidhu is the Chief Executive Officer, President and Chairman of the Board of the Issuer.

 

The Sidhu Reporting Group may be deemed to be a “Group” for the purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 and the rules thereunder (the “Act”), although each reporting person expressly disclaims any assertion or presumption that it and the other persons on whose behalf this statement is filed constitutes a “Group.” The filing of this statement and the Agreement Relating to Joint Filing of Schedule 13G attached hereto as Exhibit A should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a “Group” constituting one or more persons.

 

  (b)   Address of Principal Business Offices or, if none, Residence

 

         One i2 Place
         11701 Luna Road
         Dallas, Texas 75234

 

  (c)   Citizenship

 

         Mr. Sidhu is a United States Citizen.
         Sidhu-Singh Family Investments, Ltd. and the Sidhu-Singh Family Foundation have their principal place of business in and are organized under the laws of the State of Texas.

 

  (d)   Title of Class of Securities

 

         Common Stock, par value $0.00025 par value per share

 

  (e)   CUSIP Number

 

         465754 10 9

 

Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

         Not Applicable.

 

Item 4.    Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)   Amount Beneficially Owned: 116,154,292 .

 

  (b)   Percent of Class: 26.83% .

 

  (c)   Number of shares as to which such person has:

 

  (i)   Sole power to vote or to direct the vote: 116,154,292 .

 

  (ii)   Shared power to vote or to direct the vote: -0- .

 

  (iii)   Sole power to dispose or to direct the disposition of: 116,154,292 .

 

  (iv)   Shared power to dispose or to direct the disposition of: 0 .

 

         Sanjiv S. Sidhu is the record owner of 95,526,377 shares of common stock, 20,567,915 shares are held of record by Sidhu-Singh Family Investments, Ltd. of which Mr. Sidhu serves as the managing general partner and The Sidhu-Singh Family Foundation holds of record 60,000 shares of common stock as of December 31, 2002.

 

Item 5.    Ownership of Five Percent or Less of a Class

 

         Not Applicable.

 

Item 6.    Ownership of More than Five Percent on Behalf of Another Person

 

         Not Applicable.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

 

         Not Applicable.

 

Page 5 of 7 pages


 

Item 8.    Identification and Classification of Members of the Group

 

The Sidhu Reporting Group may be deemed to be a “Group” for the purposes of Sections 13(d) and 13(g) of the Act and the rules thereunder. Although each reporting person expressly disclaims any assertion or presumption that it or the other persons upon whose behalf this statement is filed constitutes a “Group.” The filing of this statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit A hereto should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a “Group” consisting of one or more persons.

 

Item 9.     Notice of Dissolution of Group

 

Not Applicable.

 

Item 10.     Certification

 

Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or (c).

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct.

 

Date: February 14, 2003

     

/s/    Sanjiv S. Sidhu


Sanjiv S. Sidhu

               

Name/Title        

       

SIDHU-SINGH FAMILY INVESTMENTS, LTD.

           

By:

 

/s/    Sanjiv S. Sidhu         


               

Sanjiv S. Sidhu, Managing General Partner

       

SIDHU-SINGH FAMILY FOUNDATION

           

By:

 

/s/    Sanjiv S. Sidhu         


               

Sanjiv S. Sidhu, Director

 

Exhibit Index

 

Exhibit   Description of Exhibit

 

Exhibit A   Agreement Relating to Joint Filing of Schedule 13G

 

Page 6 of 7 pages

EX-99.(A) 3 dex99a.htm AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G Agreement Relating to Joint Filing of Schedule 13G

 

EXHIBIT A

 

Agreement Relating to Joint Filing of Schedule 13G

 

The undersigned hereby agree that, without admitting beneficial ownership, a singe Schedule 13G (or any amendment thereto) relating to the Common Stock of i2 Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

 

Date: February 14, 2003

     

/s/    Sanjiv S. Sidhu


Sanjiv S. Sidhu

               

Name/Title        

       

SIDHU-SINGH FAMILY INVESTMENTS, LTD.

           

By:

 

/s/    Sanjiv S. Sidhu         


               

Sanjiv S. Sidhu, Managing General Partner

       

SIDHU-SINGH FAMILY FOUNDATION

           

By:

 

/s/    Sanjiv S. Sidhu         


               

Sanjiv S. Sidhu, Director

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