0001567619-19-011266.txt : 20190515
0001567619-19-011266.hdr.sgml : 20190515
20190515163136
ACCESSION NUMBER: 0001567619-19-011266
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 19828777
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
03-31-2019
03-31-2019
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner and James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
05-15-2014
1
93
2607815
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
3562
1936027
SH
DFND
1936027
0
0
ACCELERON PHARMA INC
COM
00434H108
58453
1255174
SH
DFND
1255174
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
35302
5893416
SH
DFND
5893416
0
0
ADDUS HOMECARE CORP
COM
006739106
16083
252915
SH
DFND
252915
0
0
AEGLEA BIOTHERAPEUTICS INC
COM
00773J103
4025
500046
SH
DFND
500046
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
76417
1608785
SH
DFND
1608785
0
0
ALECTOR INC
COM
014442107
36634
1956923
SH
DFND
1956923
0
0
ALIMERA SCIENCES INC
COM
016259103
6416
6052935
SH
DFND
6052935
0
0
ALLOGENE THERAPEUTICS INC
COM
019770106
9448
326797
SH
DFND
326797
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
3262
475450
SH
DFND
475450
0
0
ANAPTYSBIO INC
COM
032724106
54308
743439
SH
DFND
743439
0
0
ANTHEM INC
COM
036752103
15210
53000
SH
DFND
53000
0
0
ARDELYX INC
COM
039697107
9196
3284298
SH
DFND
3284298
0
0
ARGENX SE
SPONSORED ADR
04016X101
49156
393750
SH
DFND
393750
0
0
ARVINAS INC
COM
04335A105
13597
921234
SH
DFND
921234
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
16972
144194
SH
DFND
144194
0
0
ATHENEX INC
COM
04685N103
7618
621859
SH
DFND
621859
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
19272
493901
SH
DFND
493901
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
3920
2722241
SH
DFND
2722241
0
0
AXOGEN INC
COM
05463X106
37213
1767006
SH
DFND
1767006
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
5281
3970326
SH
DFND
3970326
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
53216
6537566
SH
DFND
6537566
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
40575
506865
SH
DFND
506865
0
0
BROOKDALE SR LIVING INC
COM
112463104
33962
5161355
SH
DFND
5161355
0
0
CENTENE CORP DEL
COM
15135B101
35418
667000
SH
DFND
667000
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
4647
5000000
PRN
DFND
5000000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
3434
253400
SH
DFND
253400
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
13116
1701222
SH
DFND
1701222
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
14103
607633
SH
DFND
607633
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
26865
20000000
PRN
DFND
20000000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
25375
2500000
SH
DFND
2500000
0
0
DIPLOMAT PHARMACY INC
COM
25456K101
40956
7049297
SH
DFND
7049297
0
0
EDITAS MEDICINE INC
COM
28106W103
28334
1158841
SH
DFND
1158841
0
0
EHEALTH INC
COM
28238P109
27405
439609
SH
DFND
439609
0
0
EXACT SCIENCES CORP
DBCV 1.000% 1/1
30063PAA3
20483
15000000
PRN
DFND
15000000
0
0
EYENOVIA INC
COM
30234E104
1797
300000
SH
DFND
300000
0
0
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
406
226802
SH
DFND
226802
0
0
FATE THERAPEUTICS INC
COM
31189P102
29920
1702897
SH
DFND
1702897
0
0
GALAPAGOS NV
SPON ADR
36315X101
20842
176958
SH
DFND
176958
0
0
GLAUKOS CORP
COM
377322102
17850
227762
SH
DFND
227762
0
0
HARPOON THERAPEUTICS INC
COM
41358P106
2699
285000
SH
DFND
285000
0
0
HOMOLOGY MEDICINES INC
COM
438083107
144946
5227035
SH
DFND
5227035
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
131460
116032000
PRN
DFND
116032000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
170807
6462634
SH
DFND
6462634
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
1688
1733000
PRN
DFND
1733000
0
0
IMMUNOMEDICS INC
COM
452907108
72898
3794783
SH
DFND
3794783
0
0
INSPIRE MED SYS INC
COM
457730109
7892
139000
SH
DFND
139000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
57201
57791000
PRN
DFND
57791000
0
0
INTERSECT ENT INC
COM
46071F103
64492
2005964
SH
DFND
2005964
0
0
INVITAE CORP
COM
46185L103
9677
413200
SH
DFND
413200
0
0
ITAMAR MED LTD
SPONSORED ADS
465437101
3647
314136
SH
DFND
314136
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
18603
650000
SH
DFND
650000
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
28677
65423000
PRN
DFND
65423000
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
23663
1310259
SH
DFND
1310259
0
0
MEIRAGTX HOLDINGS PLC
COM
G59665102
4032
234000
SH
DFND
234000
0
0
MELINTA THERAPEUTICS INC
COM
58549G209
1267
356952
SH
DFND
356952
0
0
MENLO THERAPEUTICS INC
COM
586858102
1558
198451
SH
DFND
198451
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
18486
252200
SH
DFND
252200
0
0
MOLINA HEALTHCARE INC
COM
60855R100
12209
86000
SH
DFND
86000
0
0
MORPHOSYS AG
SPONSORED ADS
617760202
13632
600000
SH
DFND
600000
0
0
MYLAN N V
SHS EURO
N59465109
90682
3199789
SH
DFND
3199789
0
0
MYOKARDIA INC
COM
62857M105
51834
997000
SH
DFND
997000
0
0
NATERA INC
COM
632307104
27277
1322834
SH
DFND
1322834
0
0
NEOS THERAPEUTICS INC
COM
64052L106
4696
1799141
SH
DFND
1799141
0
0
NEURONETICS INC
COM
64131A105
2425
159000
SH
DFND
159000
0
0
NEVRO CORP
COM
64157F103
36222
579463
SH
DFND
579463
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
100936
100000000
PRN
DFND
100000000
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
7782
7000000
PRN
DFND
7000000
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
143462
8023600
SH
DFND
8023600
0
0
ORTHOPEDIATRICS CORP
COM
68752L100
1415
32000
SH
DFND
32000
0
0
OSMOTICA PHARMACEUTICALS PLC
SHS
G6S41R101
3046
846048
SH
DFND
846048
0
0
PFENEX INC
COM
717071104
5674
918187
SH
DFND
918187
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
90829
2617543
SH
DFND
2617543
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
616
1224899
SH
DFND
1224899
0
0
PTC THERAPEUTICS INC
COM
69366J200
8921
237000
SH
DFND
237000
0
0
RA PHARMACEUTICALS INC
COM
74933V108
33645
1502000
SH
DFND
1502000
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
31111
364000
SH
DFND
364000
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
7976
291005
SH
DFND
291005
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
4911
280000
SH
DFND
280000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
46007
386000
SH
DFND
386000
0
0
SAVARA INC
COM
805111101
1843
250000
SH
DFND
250000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
28793
2043527
SH
DFND
2043527
0
0
SHOCKWAVE MED INC
COM
82489T104
10448
312146
SH
DFND
312146
0
0
SIENTRA INC
COM
82621J105
23429
2730632
SH
DFND
2730632
0
0
SYNLOGIC INC
COM
87166L100
8407
1107643
SH
DFND
1107643
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
11598
1268945
SH
DFND
1268945
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
2254
35500
SH
DFND
35500
0
0
TELIGENT INC NEW
NOTE 4.750% 5/0
87960WAA2
6453
9567000
PRN
DFND
9567000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
15919
119000
SH
DFND
119000
0
0
VERICEL CORP
COM
92346J108
29574
1689000
SH
DFND
1689000
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
15336
394737
SH
DFND
394737
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
21065
13625000
PRN
DFND
13625000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
23646
2355136
SH
DFND
2355136
0
0