0001567619-18-006280.txt : 20181114
0001567619-18-006280.hdr.sgml : 20181114
20181114161544
ACCESSION NUMBER: 0001567619-18-006280
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 181183954
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
09-30-2018
09-30-2018
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
11-14-2018
1
103
2791662
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
14146
1853998
SH
DFND
01
1853998
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
50145
1424571
SH
DFND
01
1424571
0
0
ACCELERON PHARMA INC
COM
00434H108
63963
1117651
SH
DFND
01
1117651
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
44916
3093416
SH
DFND
01
3093416
0
0
ADDUS HOMECARE CORP
COM
006739106
4601
65590
SH
DFND
01
65590
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
94815
1540448
SH
DFND
01
1540448
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
26853
348200
SH
DFND
01
348200
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
15086
553000
SH
DFND
01
553000
0
0
ALBIREO PHARMA INC
COM
01345P106
3955
120000
SH
DFND
01
120000
0
0
ALIMERA SCIENCES INC
COM
016259103
5932
6052935
SH
DFND
01
6052935
0
0
ALLAKOS INC
COM
01671P100
10123
225000
SH
DFND
01
225000
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
3879
612867
SH
DFND
01
612867
0
0
ANAPTYSBIO INC
COM
032724106
64598
647466
SH
DFND
01
647466
0
0
ANTHEM INC
COM
036752103
26035
95000
SH
DFND
01
95000
0
0
ARDELYX INC
COM
039697107
15190
3491922
SH
DFND
01
3491922
0
0
ARGENX SE
SPONSORED ADR
04016X101
49789
656500
SH
DFND
01
656500
0
0
ARVINAS INC
COM
04335A105
20813
1233734
SH
DFND
01
1233734
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
22675
320000
SH
DFND
01
320000
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
19554
493901
SH
DFND
01
493901
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
7668
250000
SH
DFND
01
250000
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
11951
2722241
SH
DFND
01
2722241
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
52729
6910789
SH
DFND
01
6910789
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
8974
239000
SH
DFND
01
239000
0
0
BIOSCRIP INC
COM
09069N108
3172
1023379
SH
DFND
01
1023379
0
0
BLUEBIRD BIO INC
COM
09609G100
8970
61435
SH
DFND
01
61435
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
40982
525000
SH
DFND
01
525000
0
0
BROOKDALE SR LIVING INC
COM
112463104
46279
4707912
SH
DFND
01
4707912
0
0
CENTENE CORP DEL
COM
15135B101
35471
245000
SH
DFND
01
245000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
4279
635843
SH
DFND
01
635843
0
0
CVS HEALTH CORP
COM
126650100
44618
566800
SH
Call
DFND
01
566800
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
14882
1343181
SH
DFND
01
1343181
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
13504
729948
SH
DFND
01
729948
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
65134
2900000
SH
DFND
01
2900000
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
84160
55000000
PRN
DFND
01
55000000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
25500
2500000
SH
DFND
01
2500000
0
0
DIPLOMAT PHARMACY INC
COM
25456K101
16570
853687
SH
DFND
01
853687
0
0
EDITAS MEDICINE INC
COM
28106W103
36874
1158841
SH
DFND
01
1158841
0
0
EHEALTH INC
COM
28238P109
34677
1227061
SH
DFND
01
1227061
0
0
EIDOS THERAPEUTICS INC
COM
28249H104
4196
420409
SH
DFND
01
420409
0
0
ENDOCYTE INC
COM
29269A102
62410
3514084
SH
DFND
01
3514084
0
0
EPIZYME INC
COM
29428V104
18858
1779094
SH
DFND
01
1779094
0
0
EYENOVIA INC
COM
30234E104
1206
300000
SH
DFND
01
300000
0
0
FATE THERAPEUTICS INC
COM
31189P102
19118
1173617
SH
DFND
01
1173617
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
1345
234745
SH
DFND
01
234745
0
0
G1 THERAPEUTICS INC
COM
3621LQ109
15007
287000
SH
DFND
01
287000
0
0
GALAPAGOS NV
SPON ADR
36315X101
29239
260064
SH
DFND
01
260064
0
0
GLAUKOS CORP
COM
377322102
36951
569356
SH
DFND
01
569356
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
5052
29249
SH
DFND
01
29249
0
0
HISTOGENICS CORP
COM
43358V109
161
296099
SH
DFND
01
296099
0
0
HOMOLOGY MEDICINES INC
COM
438083107
119490
5227035
SH
DFND
01
5227035
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
99537
99100000
PRN
DFND
01
99100000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
129422
6609894
SH
DFND
01
6609894
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
3555
3733000
PRN
DFND
01
3733000
0
0
IMMUNOMEDICS INC
COM
452907108
33120
1590000
SH
DFND
01
1590000
0
0
INSPIRE MED SYS INC
COM
457730109
7953
189000
SH
DFND
01
189000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
36248
36000000
PRN
DFND
01
36000000
0
0
INTERSECT ENT INC
COM
46071F103
61754
2147950
SH
DFND
01
2147950
0
0
INVITAE CORP
COM
46185L103
11511
688062
SH
DFND
01
688062
0
0
K2M GROUP HLDGS INC
NOTE 4.125% 8/1
48273JAB3
30080
20000000
PRN
DFND
01
20000000
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
14372
650000
SH
DFND
01
650000
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
8089
475000
SH
DFND
01
475000
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
48281
75000000
PRN
DFND
01
75000000
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
27080
1061956
SH
DFND
01
1061956
0
0
LIVANOVA PLC
SHS
G5509L101
8864
71500
SH
DFND
01
71500
0
0
MELINTA THERAPEUTICS INC
COM
58549G100
9132
2311858
SH
DFND
01
2311858
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
39607
840911
SH
DFND
01
840911
0
0
MORPHOSYS AG
SPONSORED ADS
617760202
16020
600000
SH
DFND
01
600000
0
0
MYLAN N V
SHS EURO
N59465109
67421
1842111
SH
DFND
01
1842111
0
0
MYOKARDIA INC
COM
62857M105
59788
917000
SH
DFND
01
917000
0
0
NEVRO CORP
COM
64157F103
29927
525040
SH
DFND
01
525040
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
99400
100000000
PRN
DFND
01
100000000
0
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
10210
499747
SH
DFND
01
499747
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
8865
7000000
PRN
DFND
01
7000000
0
0
NUVECTRA CORP
COM
67075N108
6130
278890
SH
DFND
01
278890
0
0
ORTHOPEDIATRICS CORP
COM
68752L100
2134
58247
SH
DFND
01
58247
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
17648
1087359
SH
DFND
01
1087359
0
0
PERNIX THERAPEUTICS HLDGS IN
COM NEW
71426V306
635
658826
SH
DFND
01
658826
0
0
PFENEX INC
COM
717071104
5465
1069514
SH
DFND
01
1069514
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
65392
2455586
SH
DFND
01
2455586
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
2389
1224899
SH
DFND
01
1224899
0
0
RA MED SYS INC
COM
74933X104
2341
128600
SH
DFND
01
128600
0
0
RA PHARMACEUTICALS INC
COM
74933V108
6923
382700
SH
DFND
01
382700
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
24037
294000
SH
DFND
01
294000
0
0
REGENXBIO INC
COM
75901B107
20763
275000
SH
DFND
01
275000
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
10667
365689
SH
DFND
01
365689
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
6894
280000
SH
DFND
01
280000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
47807
296000
SH
DFND
01
296000
0
0
SAVARA INC
COM
805111101
2790
250000
SH
DFND
01
250000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
28078
1526000
SH
DFND
01
1526000
0
0
SIENTRA INC
COM
82621J105
14179
593769
SH
DFND
01
593769
0
0
SYNLOGIC INC
COM
87166L100
19399
1365143
SH
DFND
01
1365143
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
15113
1268945
SH
DFND
01
1268945
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
12129
283115
SH
DFND
01
283115
0
0
TELIGENT INC NEW
COM
87960W104
2800
708873
SH
DFND
01
708873
0
0
TELIGENT INC NEW
NOTE 4.750% 5/0
87960WAA2
10401
9567000
PRN
DFND
01
9567000
0
0
UNIQURE NV
SHS
N90064101
8786
241430
SH
DFND
01
241430
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
33494
262000
SH
DFND
01
262000
0
0
VERICEL CORP
COM
92346J108
22891
1617730
SH
DFND
01
1617730
0
0
VIKING THERAPEUTICS INC
COM
92686J106
8013
460000
SH
DFND
01
460000
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
2226
117647
SH
DFND
01
117647
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
45572
31500000
PRN
DFND
01
31500000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
43927
2498666
SH
DFND
01
2498666
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
15908
121000
SH
DFND
01
121000
0
0