0001140361-17-042010.txt : 20171113
0001140361-17-042010.hdr.sgml : 20171110
20171113113845
ACCESSION NUMBER: 0001140361-17-042010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 171194347
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
09-30-2017
09-30-2017
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
11-13-2017
1
91
2219958
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
17211
1733276
SH
SOLE
1733276
0
0
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
15747
16250000
PRN
SOLE
16250000
0
0
ACCELERON PHARMA INC
COM
00434H108
22952
615000
SH
SOLE
615000
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
40726
1577927
SH
SOLE
1577927
0
0
AEGERION PHARMACEUTICALS INC
NOTE 2.000% 8/1
00767EAB8
13359
16600000
PRN
SOLE
16600000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
30749
632686
SH
SOLE
632686
0
0
ADVANCED ACCELERATOR APPLIC
SPONSORED ADS
00790T100
14741
218000
SH
SOLE
218000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
5449
1221775
SH
SOLE
1221775
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
13884
208000
SH
SOLE
208000
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
2662
433551
SH
SOLE
433551
0
0
ALIMERA SCIENCES INC
COM
016259103
8171
6052935
SH
SOLE
6052935
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
10297
9671000
PRN
SOLE
9671000
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
10824
933100
SH
SOLE
933100
0
0
ANAPTYSBIO INC
COM
032724106
28811
824338
SH
SOLE
824338
0
0
ARALEZ PHARMACEUTICALS INC
COM
03852X100
3766
1644583
SH
SOLE
1644583
0
0
ARDELYX INC
COM
039697107
15380
2746480
SH
SOLE
2746480
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
27344
1072329
SH
SOLE
1072329
0
0
ARGENX SE
SPONSORED ADR
04016X101
11509
509022
SH
SOLE
509022
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
30813
850000
SH
SOLE
850000
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
42727
1525410
SH
SOLE
1525410
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
38383
3655494
SH
SOLE
3655494
0
0
AVEXIS INC
COM
05366U100
149679
1547386
SH
SOLE
1547386
0
0
AXOGEN INC
COM
05463X106
6665
344428
SH
SOLE
344428
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
7238
1052000
SH
SOLE
1052000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
26071
4975451
SH
SOLE
4975451
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
6168
165000
SH
SOLE
165000
0
0
BIOSCRIP INC
COM
09069N108
3045
1107166
SH
SOLE
1107166
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
14143
203000
SH
SOLE
203000
0
0
CENTENE CORP DEL
COM
15135B101
9871
102000
SH
SOLE
102000
0
0
CLEMENTIA PHARMACEUTICALS IN
COM
185575107
7810
462387
SH
SOLE
462387
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
13751
756822
SH
SOLE
756822
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
27836
655897
SH
SOLE
655897
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
6172
325000
SH
SOLE
325000
0
0
DEXCOM INC
COM
252131107
69469
1419911
SH
SOLE
1419911
0
0
EDITAS MEDICINE INC
COM
28106W103
41043
1709400
SH
SOLE
1709400
0
0
EHEALTH INC
COM
28238P109
16078
672994
SH
SOLE
672994
0
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
35030
40500000
PRN
SOLE
40500000
0
0
EPIZYME INC
COM
29428V104
13345
700526
SH
SOLE
700526
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
20260
27715000
PRN
SOLE
27715000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
4537
817435
SH
SOLE
817435
0
0
GALAPAGOS NV
SPON ADR
36315X101
13228
130000
SH
SOLE
130000
0
0
GLAUKOS CORP
COM
377322102
83392
2527032
SH
SOLE
2527032
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
36813
362724
SH
SOLE
362724
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
66895
74100000
PRN
SOLE
74100000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
87708
6917070
SH
SOLE
6917070
0
0
IMMUNOMEDICS INC
COM
452907108
8136
582000
SH
SOLE
582000
0
0
INSULET CORP
COM
45784P101
27375
497000
SH
SOLE
497000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
39674
51000000
PRN
SOLE
51000000
0
0
INTERSECT ENT INC
COM
46071F103
37692
1210000
SH
SOLE
1210000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
1864
118116
SH
SOLE
118116
0
0
INVITAE CORP
COM
46185L103
8433
900000
SH
SOLE
900000
0
0
INVUITY INC
COM NEW
46187J205
10477
1177229
SH
SOLE
1177229
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
48504
45700000
PRN
SOLE
45700000
0
0
K2M GROUP HLDGS INC
NOTE 4.125% 8/1
48273JAB3
24498
20000000
PRN
SOLE
20000000
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
45688
75000000
PRN
SOLE
75000000
0
0
LANNET INC
COM
516012101
26813
1453259
SH
SOLE
1453259
0
0
LOXO ONCOLOGY INC
COM
548862101
15568
169000
SH
SOLE
169000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
69513
1860137
SH
SOLE
1860137
0
0
MARINUS PHARMACEUTICALS INC
COM
56854Q101
7954
1355000
SH
SOLE
1355000
0
0
MCKESSON CORP
COM
58155Q103
111982
729000
SH
SOLE
729000
0
0
MCKESSON CORP
COM
58155Q103
6636
43200
SH
Call
SOLE
43200
0
0
MIMEDX GROUP INC
COM
602496101
1782
150000
SH
SOLE
150000
0
0
MOLINA HEALTHCARE INC
COM
60855R100
17740
258000
SH
SOLE
258000
0
0
MYLAN N V
SHS EURO
N59465109
98929
3153611
SH
SOLE
3153611
0
0
MYOKARDIA INC
COM
62857M105
58492
1365039
SH
SOLE
1365039
0
0
MYOVANT SCIENCES LTD
COM
G637AM102
6199
400685
SH
SOLE
400685
0
0
NATERA INC
COM
632307104
28120
2181542
SH
SOLE
2181542
0
0
NEOS THERAPEUTICS INC
COM
64052L106
14356
1568921
SH
SOLE
1568921
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
32756
27600000
PRN
SOLE
27600000
0
0
NUCANA PLC
SPONSORED ADR
67022C106
7806
424950
SH
SOLE
424950
0
0
NXSTAGE MEDICAL INC
COM
67072V103
43588
1579285
SH
SOLE
1579285
0
0
OBALON THERAPEUTICS INC
COM
67424L100
3348
351284
SH
SOLE
351284
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
15888
945710
SH
SOLE
945710
0
0
PATTERSON COMPANIES INC
COM
703395103
21876
566000
SH
SOLE
566000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
16130
298545
SH
SOLE
298545
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
2450
1224899
SH
SOLE
1224899
0
0
RA PHARMACEUTICALS INC
COM
74933V108
1491
102150
SH
SOLE
102150
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
5909
190000
SH
SOLE
190000
0
0
RECRO PHARMA INC
COM
75629F109
17077
1901685
SH
SOLE
1901685
0
0
SAGE THERAPEUTICS INC
COM
78667J108
4236
68000
SH
SOLE
68000
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
9795
653000
SH
SOLE
653000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
22936
1194609
SH
SOLE
1194609
0
0
SELECTA BIOSCIENCES INC
COM
816212104
17367
951629
SH
SOLE
951629
0
0
SIERRA ONCOLOGY INC
COM
82640U107
4340
2800000
SH
SOLE
2800000
0
0
STEADYMED LTD
SHS
M84920103
4753
1418787
SH
SOLE
1418787
0
0
SYNLOGIC INC
COM
87166L100
16165
850143
SH
SOLE
850143
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
18679
1268945
SH
SOLE
1268945
0
0
TRINITY BIOTECH INVT LTD
NOTE 4.000% 4/0
89643QAB4
38190
48000000
PRN
SOLE
48000000
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
2422
117647
SH
SOLE
117647
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
12615
580000
SH
SOLE
580000
0
0
XENCOR INC
COM
98401F105
11964
522000
SH
SOLE
522000
0
0