0001140361-17-020638.txt : 20170515
0001140361-17-020638.hdr.sgml : 20170515
20170515160334
ACCESSION NUMBER: 0001140361-17-020638
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 17844120
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
03-31-2017
03-31-2017
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner and James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
05-15-2017
1
106
2592841
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
16850
1975347
SH
DFND
1975347
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
11183
375000
SH
DFND
375000
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
4249
5000000
PRN
DFND
5000000
0
0
ADEPTUS HEALTH INC
CL A
006855100
2882
1600861
SH
DFND
1600861
0
0
ADVANCED ACCELERATOR APPLIC
SPONSORED ADS
00790T100
20848
523023
SH
DFND
523023
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
36087
795743
SH
DFND
795743
0
0
AETNA INC NEW
COM
00817Y108
34056
267000
SH
DFND
267000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
3114
971739
SH
DFND
971739
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
12738
1150700
SH
DFND
1150700
0
0
ALIMERA SCIENCES INC
COM
016259103
8229
5878015
SH
DFND
5878015
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
9718
9671000
PRN
DFND
9671000
0
0
ANAPTYSBIO INC
COM
032724106
23469
845746
SH
DFND
845746
0
0
ANTHEM INC
COM
036752103
52591
318000
SH
DFND
318000
0
0
ARALEZ PHARMACEUTICALS INC
COM
03852X100
3519
1644583
SH
DFND
1644583
0
0
ARDELYX INC
COM
039697107
10648
841744
SH
DFND
841744
0
0
ARRAY BIOPHARMA INC
COM
04269X105
10216
1142744
SH
DFND
1142744
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
31917
22385000
PRN
DFND
22385000
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
26018
929226
SH
DFND
929226
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
23918
1403653
SH
DFND
1403653
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
39425
4072809
SH
DFND
4072809
0
0
AVEXIS INC
COM
05366U100
170056
2236701
SH
DFND
2236701
0
0
AXOGEN INC
COM
05463X106
19209
1838225
SH
DFND
1838225
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
8486
568005
SH
DFND
568005
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
25916
3085236
SH
DFND
3085236
0
0
BIOSCRIP INC
COM
09069N108
3351
1971228
SH
DFND
1971228
0
0
BLUEBIRD BIO INC
COM
09609G100
9732
107064
SH
DFND
107064
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
54586
1365000
SH
DFND
1365000
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
2608
1798434
SH
DFND
1798434
0
0
CENTENE CORP DEL
COM
15135B101
43016
603643
SH
DFND
603643
0
0
CORVUS PHARMACEUTICALS INC
COM
221015100
767
36931
SH
DFND
36931
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
16293
943433
SH
DFND
943433
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
61397
1743229
SH
DFND
1743229
0
0
DEXCOM INC
COM
252131107
9404
110992
SH
DFND
110992
0
0
EDITAS MEDICINE INC
COM
28106W103
38154
1709400
SH
DFND
1709400
0
0
EHEALTH INC
COM
28238P109
31793
2640609
SH
DFND
2640609
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
49220
51117000
PRN
DFND
51117000
0
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
40013
40500000
PRN
DFND
40500000
0
0
EPIZYME INC
COM
29428V104
24243
1413596
SH
DFND
1413596
0
0
ESSA PHARMA INC
COM
29668H104
6619
2121601
SH
DFND
2121601
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
4989
138000
SH
DFND
138000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
18639
27715000
PRN
DFND
27715000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
4046
817435
SH
DFND
817435
0
0
GALAPAGOS NV
SPON ADR
36315X101
22389
259768
SH
DFND
259768
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
2917
479000
SH
DFND
479000
0
0
GILEAD SCIENCES INC
COM
375558103
81708
1203000
SH
DFND
1203000
0
0
GLAUKOS CORP
COM
377322102
9234
180000
SH
DFND
180000
0
0
GLOBUS MED INC
CL A
379577208
9123
308000
SH
DFND
308000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
51465
425545
SH
DFND
425545
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
17896
11600000
PRN
DFND
11600000
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
83284
90100000
PRN
DFND
90100000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
161767
10944988
SH
DFND
10944988
0
0
HUMANA INC
COM
444859102
14262
69185
SH
DFND
69185
0
0
IMPAX LABORATORIES INC
NOTE 2.000% 6/1
45256BAE1
13870
17000000
PRN
DFND
17000000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
6361
1969225
SH
DFND
1969225
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
39540
42500000
PRN
DFND
42500000
0
0
INVUITY INC
COM NEW
46187J205
13439
1690498
SH
DFND
1690498
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
60243
62500000
PRN
DFND
62500000
0
0
JOUNCE THERAPEUTICS INC
COM
481116101
10310
468867
SH
DFND
468867
0
0
KEMPHARM INC
NOTE 5.500% 2/0
488445AB3
45719
75000000
PRN
DFND
75000000
0
0
KEMPHARM INC
COM
488445107
5314
1084443
SH
DFND
1084443
0
0
KITE PHARMA INC
COM
49803L109
6358
81000
SH
DFND
81000
0
0
LANNET INC
COM
516012101
41435
1853896
SH
DFND
1853896
0
0
LOXO ONCOLOGY INC
COM
548862101
31699
753300
SH
DFND
753300
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
32489
728949
SH
DFND
728949
0
0
MCKESSON CORP
COM
58155Q103
33952
229000
SH
DFND
229000
0
0
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
37139
35000000
PRN
DFND
35000000
0
0
MYLAN N V
SHS EURO
N59465109
79626
2042224
SH
DFND
2042224
0
0
MYLAN N V
SHS EURO
N59465109
17546
450000
SH
Call
DFND
450000
0
0
MYOKARDIA INC
COM
62857M105
5586
424800
SH
DFND
424800
0
0
MYOVANT SCIENCES LTD
COM
G637AM102
8280
705268
SH
DFND
705268
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
7002
352375
SH
DFND
352375
0
0
NEOS THERAPEUTICS INC
COM
64052L106
15114
2099166
SH
DFND
2099166
0
0
NEVRO CORP
COM
64157F103
37761
402998
SH
DFND
402998
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
33560
27600000
PRN
DFND
27600000
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
10899
3732412
SH
DFND
3732412
0
0
NXSTAGE MEDICAL INC
COM
67072V103
100456
3744151
SH
DFND
3744151
0
0
OBALON THERAPEUTICS INC
COM
67424L100
224
20953
SH
DFND
20953
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
9550
616508
SH
DFND
616508
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
56876
1451301
SH
DFND
1451301
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
2332
1332599
SH
DFND
1332599
0
0
PSIVIDA CORP
COM
74440J101
2568
1492824
SH
DFND
1492824
0
0
RA PHARMACEUTICALS INC
COM
74933V108
3786
177830
SH
DFND
177830
0
0
RECRO PHARMA INC
COM
75629F109
18136
2075000
SH
DFND
2075000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
8671
122000
SH
DFND
122000
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
4357
837963
SH
DFND
837963
0
0
SCYNEXIS INC
COM
811292101
2892
1048000
SH
DFND
1048000
0
0
SELECTA BIOSCIENCES INC
COM
816212104
15179
1060000
SH
DFND
1060000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
7608
4972319
SH
DFND
4972319
0
0
SPARK THERAPEUTICS INC
COM
84652J103
15095
283000
SH
DFND
283000
0
0
STEADYMED LTD
SHS
M84920103
10187
1756370
SH
DFND
1756370
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
676
662971
SH
DFND
662971
0
0
SYNDAX PHARMACEUTICALS INC
COM
87164F105
523
38130
SH
DFND
38130
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
25729
1615136
SH
DFND
1615136
0
0
TESARO INC
COM
881569107
10155
66000
SH
DFND
66000
0
0
TG THERAPEUTICS INC
COM
88322Q108
8155
700000
SH
DFND
700000
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
1255
2202160
SH
DFND
2202160
0
0
TIVITY HEALTH INC
COM
88870R102
2212
76000
SH
DFND
76000
0
0
TRINITY BIOTECH INVT LTD
NOTE 4.000% 4/0
89643QAB4
38917
48000000
PRN
DFND
48000000
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
28250
2833531
SH
DFND
2833531
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
16545
1500000
SH
DFND
1500000
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
32187
2299046
SH
DFND
2299046
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
1558
117647
SH
DFND
117647
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
29562
355957
SH
DFND
355957
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
12983
472124
SH
DFND
472124
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
23987
20025000
PRN
DFND
20025000
0
0
XENCOR INC
COM
98401F105
30731
1284758
SH
DFND
1284758
0
0